Memberships

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Stephens Inc. is a member of the following exchanges and associations:

New York Stock Exchange, Inc. - Financial Industry Regulatory Authority
Chicago Stock Exchange - Chicago Board Options Exchange
Options Clearing Corporation - Financial Markets Association
Securities Industry International - Association of Financial Planners
Mortgage Bankers Association - Securities Investor Protection Corporation
National Futures Association - American Bankers Association
Investment Company Institute
FINRA - Financial Industry Regulatory Authority