Vice President, Compliance; Technical Director of Stephens
Retirement Services
Mr. Frost is a Vice President of Stephens Inc. and Compliance
and Technical Director of Stephens Retirement Services, a division
of Stephens Inc. in Little Rock, AR. In this capacity, Mr.
Frost is responsible for managing the day-to-day operations for
Stephens Retirement Services as well as new business development,
product research and ERISA compliance for Stephens Retirement
Services’ accounts. Prior to joining Stephens Inc. in October
1999, Mr. Frost provided consulting and administration services to
retirement plan sponsors.
A FINRA Registered Representative (Series 7 & 63),
and a Registered Investment Advisor Representative (Series 65), Mr.
Frost also is licensed through the Arkansas State Insurance
Department. He also is a General Securities Sales
Supervisor (Series 9 & 10).
Mr. Frost graduated with a Bachelor of Science degree in
Accounting from University of Arkansas at Little Rock in
1977. Since that time, he has specialized in pension design
and consulting. In 1983, Mr. Frost was awarded the Certified
Pension Consultant designation by the American Society of Pension
Professionals Actuaries (ASPPA). The continuing education
requirements of ASPPA are met through participation in various
local, regional and national conferences.
Phone: (501) 377-2508
Email: efrost@stephens.com