Sponsoring a Plan


Compliance and 404(c) Issues

Increasingly, plan sponsors are facing issues related to keeping plan participants informed of plan provisions and issues related to plan investment performance and suitability.

Stephens Retirement Services can assist the plan fiduciary in informing participants of these issues in order to help mitigate potential problems related to 404(c).

Keeping your retirement plan in compliance is of utmost importance to your organization and employees. Stephens Retirement Services will work closely with your personnel to help monitor compliance-related matters.

We can help! If you are considering establishing a plan for your organization or contemplating a change to your existing plan, call us at 501-377-2505 or 800-643-9691, or e-mail us now for further information.