SI Social Media Disclosure | Stephens

Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Our Businesses

Capital Management

We provide fiduciary investment strategies to public-and private-sector institutional clients through asset allocation, consulting, and retirement services.

Fixed Income Sales & Trading

Decades of proven performance and experience in providing tailored fixed income trading and underwriting services to major municipal and corporate issuers.

Institutional Equities and Research

Proven industry-leading research, global market insights, and client-focused execution.

Insurance

Customized risk management, property & casualty, executive strategies and employee benefits solutions that protect our clients over the long term.

Investment Banking

We assist companies with accessing capital through innovative advisory and execution services that help firms achieve their strategic goals.

Private Capital

We have been a trusted and reliable source of capital for private companies for over 70 years.

Private Wealth Management

Our experienced Private Client Group professionals develop customized investment strategies to help clients achieve their financial goals.

Public Finance

We are a trusted municipal advisor with proven expertise in public financings. We also work with clients in negotiated and competitive municipal underwritings.

Stephens Social Media Disclosure


“Stephens” (the company brand name) is a leading family-owned investment firm that includes Stephens Inc. (member NYSE/SIPC), Stephens Investment Management Group, LLC, Stephens Insurance, LLC, Stephens Capital Partners LLC and Stephens Europe Limited (Registered office: 12 Arthur Street, London, EC4R 9AB, Registered number 8817024), which is authorised and regulated by the Financial Conduct Authority.

About Stephens Posts

Stephens posts material on its website and on or through social media platforms, including but not limited to YouTube, Spotify, Vimeo, Facebook, LinkedIn and Twitter, for educational, promotional or other business reasons. Such material does not constitute, and is not intended as, a solicitation, recommendation or offer to buy or sell any security and does not, and is not intended to, provide information on which an investment decision to purchase or sell any securities could be based. Such material contains information obtained from sources believed to be reliable, but has not been independently verified and is not guaranteed to be accurate or complete.

While such Stephens material may include statements concerning financial market trends or developments, such material does not purport to be a complete description of any financial markets, developments, securities or financial instruments. Stephens does not undertake to update any such material or any information contained therein. Historic market trends should not be relied upon and are not reliable indicators of actual future market behavior or future performance of any particular investment. Future events may differ materially from past performance or trends. Past performance is not a guarantee of future results.

Statements made in any such Stephens material that look forward in time involve risks and uncertainties and are forward-looking statements. Statements containing the words “believe”, “expect”, “intend”, “should”, “seek”, “anticipate”, “will”, “positioned”, “project”, “risk”, “plan”, “may”, “estimate” or, in each case, their negative and words of similar meaning are intended to identify forward-looking statements. By their nature, forward-looking statements involve a number of known and unknown risks, uncertainties and assumptions, which include, among other things, the adverse effect from a decline in securities or securities markets, a general downturn in the economy, changes in government policy or regulation and other market developments or disruptions, that could cause actual results or events to differ materially from those expressed or implied by such forward-looking statements. No assurance can be provided that future events will occur in the manner described in any such forward-looking statement or in accordance with any estimates, assumptions, expectations and projections included in any such statement. In addition, even if future events are consistent with any forward-looking statement, those results or developments may not be indicative of results or developments in subsequent periods. No investor should rely on forward-looking information contained in any such Stephens material. No statement in any such material is intended to be nor may be construed as a profit forecast. All forward-looking information in any such material is expressly qualified in its entirety by this cautionary statement. Actual results may differ materially.

Any investment strategies and broad themes discussed in any such Stephens material may be unsuitable for you or other investors depending on the specific investment objectives and financial situation of each investor. You should make your own independent assessments and decisions regarding appropriate securities or financial instruments. All investments involve a degree of risk, including the risk of loss. If you are looking for assistance with making an investment, please contact a financial consultant at one of our branch offices for professional advice. Contact information for our branch offices can be found here.

Any links to third-party websites which Stephens may include in any such Stephens material are provided for informational purposes only, and the inclusion of such links does not signify or imply any endorsement, approval, investigation, verification or monitoring by Stephens of any content or information contained within or accessible from the linked sites. While Stephens makes every attempt to provide links only to websites believed to be trustworthy, Stephens cannot provide any assurance of the security, accuracy, currency, completeness or reliability of the information presented on those websites, and Stephens specifically disclaims any liability for any loss or damages which you may incur, directly or indirectly, as a result of your use of or reliance on such information. You should not access any links before you have satisfied yourself as to the security of the linked site. You are responsible for maintaining the security of your own information technology systems and equipment. Stephens undertakes no responsibility for any activity of unauthorized persons intercepting or accessing information transmitted by or to you through Stephens’ website or any other linked website. Stephens reserves the right to terminate any link to any third-party website at any time.

Nothing contained on Stephens’ website or any of its social media pages constitutes legal, tax, regulatory or accounting or any individualized investment advice nor should it be relied on as the basis for any investment decision or other decision. Decisions made after viewing information or materials contained on Stephens’ website or any of its social media pages are the sole responsibility of the user.

Stephens and its employees or affiliates regularly trade securities and at any time may hold long or short position in any securities mentioned on Stephens’ website or in any of its social media pages and may sell or buy any such securities.

Third-Party Posts

Stephens undertakes no responsibility for any content included on any websites or social media pages of third parties that may be linked to Stephens’ website or to its social media pages, including but not limited to content posted by third parties, or for any privacy and security policies or procedures of any social media platforms, such as (but not limited to) Facebook, Instagram, LinkedIn, Twitter, or any other third-party websites, or for the products or services offered by any third party. Stephens specifically disclaims responsibility for the content, accuracy, reliability or usefulness of any information or material posted by any third parties.

General User Guidelines

Stephens reserves the right to remove or report any posts or comments on any Stephens’ social media page, including but not limited to any advertising or promotional materials.

Stephens will not accept purchase or sell orders via social media or any electronic messaging systems and reminds all users not to disclose any personal or financial information on social media. Stephens is not subject to any obligations of confidentiality regarding information submitted to it through any Stephens’ social media page or otherwise through any social media platform.

Privacy Policy

Stephens is not responsible for the terms of use or privacy policies of any social media platform on which any Stephens material may appear, including in any Stephens’ social media page on any such platform. Refer to Stephens’ Privacy Policy for additional information.

Intellectual Property

Unless otherwise noted, the information posted on Stephens’ website or any of its social media pages is copyrighted and is the property of Stephens. Users of Stephens’ website or any of its social media pages may make single copies of information for their own personal use but are prohibited from selling or republishing any portion of any information provided on Stephens’ website or any of its social media pages without the prior written consent of Stephens.

International Use

The information posted on Stephens’ website or any of its social media pages is not intended for distribution to, or use by, any person or entity in any jurisdiction or country where such distribution or use would be contrary to law or regulation or which would subject Stephens to any registration or other requirement within such jurisdiction or country. Stephens reserves the right to limit access to its website to any person, geographic region or jurisdiction. Unless otherwise expressly set forth herein, Stephens makes no representations that transactions, products or services discussed on Stephens’ website or any of its social media pages are available or appropriate for sale or use in all jurisdictions or by all users, or that access by any user in the place such user is located is not illegal or prohibited. Users who choose to access Stephens’ website or any of its social media pages from other locations do so on their own initiative and are responsible for establishing the legality, usability and correctness of any information posted on Stephens’ website or any of its social media pages under the laws of any applicable jurisdictions. You may not use or export any information made available on Stephens’ website or any of its social media pages in violation of applicable laws and regulations.

Transmission to and From any Social Media Page

Stephens will be free to use, for any purpose, and without compensation due or payable to you, any ideas, concepts, know-how or techniques provided by you to Stephens through any social media page.

Miscellaneous Provisions

All statements and messages are subject to the following terms and conditions: http://www.stephens.com/terms-and-conditions.

Your use of Stephens’ website or any of its social media pages constitutes your acceptance of the terms contained herein. You may reject these terms by leaving the website or such social media page at any time.

For customer service inquiries, questions about your accounts, additional information about Stephens or to contact us, please visit www.stephens.com/contact.

Stephens Inc. Member FINRA, SIPC, & NYSE

Related companies: https://www.stephens.com/about-us/related-companies