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Disclosures
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Stephens Inc. Important Legal Information Terms and Conditions
LIMITATION TO U.S. RESIDENTS
This Website is intended for use by residents of the United States only. Investors outside of the United States are governed by different regulations and laws that have not been included in this site. Therefore, STEPHENS INC. may request proof of citizenship from persons accessing this site.
COPYRIGHT
The information contained on this Website is protected by a copyright. If you download any information from this site, you agree that you will not copy it or re-distribute it to any other person or persons or remove or conceal the copyright on such information.
Additionally, The Dow Jones Indexes (sm), to the extent available on this site, are compiled, calculated and distributed by Dow Jones & Company, Inc. and have been licensed for use. All content of The Dow Jones Indexes (sm) is owned and copyrighted by Dow Jones & Company, Inc.
TRADEMARK/SERVICE MARK NOTICES
Stephens Advantage Account ®, Asset Maximizer ®, Direct Broker ® , When You're in the Market for Success ® and Stephens Access (registration pending) are registered trademarks/service marks of Stephens Inc. or its affiliates.
Other brand and product names which appear on this site are the trademarks/service marks of their respective owners, including:
- "Aristotle" is a registered servicemark of Beacon Street, Inc.
- NYSE is a registered trademark of the New York Stock Exchange.
- DOW JONES is a service mark of Dow Jones & Company, Inc.
- SIPC is a registered trademark of the Securities Investor Protection Corporation.
- VISA is a registered trademark of VISA International.
- Microsoft VB Script, Windows, Microsoft SQL and Microsoft are registered service/trademarks of Microsoft Corporation.
- NASD, CRD, BrokerCheck, ADF, PROCTOR and NASD Investor Education Foundation are registered service/trademarks of FINRA. FINRA, FINRA Investor Education Foundation, IARD, TRACE, CRCP, TRF, Trade Reporting Facility, OTC, OTCBB and Over-the-counter are service/trademarks of FINRA.
- FINRA is a trademark of the Financial Industry Regulatory Authority, Inc.
- Adobe and Acrobat Reader are registered trademarks of Adobe Systems Inc.
- IPIX is a registered Service/Trademark of Interactive Pictures Corp.
- All other trademarks/service marks cited here are the property of their respective owners and may not be used without written permission. Featured logos are service/trademarks of their respective owners and may not be used without written permission.
Participation by Issuers/ Conduit Borrowers in Municipal Auction Rate Securities
Certain Municipal Issuers or Conduit Borrowers have determined to participate in the auction of their own auction rate securities pursuant to recent guidance from the U.S. Securities & Exchange Commission. These Issuers/Conduit Borrowers are required to provide a notice of their intent to participate in the auction and the interest rate and amounts that they will bid for and certain other detailed bidding information. The Issuer/Conduit Borrower's interests are different from any other bondholder in that they want the lowest possible interest rate. This information will be available to you at www.dacbond.com.
By accessing the STEPHENS INC. Website, you agree to the following additional terms and conditions:
1) SERVICES PROVIDED
STEPHENS INC. provides electronic access to certain services and information ("Services") to you through its website. The Services include, but are not necessarily limited to, the provision of information ("Information") through the Site. STEPHENS INC. may cancel or change the Services or registration requirements at any time upon printed or electronic notice to you. Your use of the Services following the posting or notice of any changes will constitute acceptance of any such changes.
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