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Disclosures
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Stephens Inc. Important Legal Information Terms and Conditions
2) USE CODES
As part of the registration process, you may be asked to select a user name and password. The user name and password are for your personal use only. You shall at all times maintain the confidentiality of the user name and password and shall not disclose them to any third party. You shall be fully responsible for all statements made and acts or omissions that occur while your user name and password are being used. STEPHENS INC. shall not be responsible for any breach of security caused by your failure to maintain the confidentiality of the user name or password. You shall notify your Registered Representative at STEPHENS INC. immediately in the event of loss, theft, disclosure or unauthorized use of your user name or password. STEPHENS INC. may terminate your access to the Services in connection with unauthorized use of your user name or password or at any time without prior notice.
3) RECORDING
You acknowledge and consent to the tape recording or any form of electronic recording by STEPHENS INC. for its uses and purposes of any communication, information or data used or input in connection with your use of the Services, whether electronic or otherwise.
4) ELECTRONIC COMMUNICATION
If you communicate electronically by sending an E-mail message to STEPHENS INC., you shall not use E-mail for the transmission of orders to purchase or sell a security or to transfer funds or securities, or to transmit any personal credit information (including credit card numbers), to give notice of a change of address, or to give any time-sensitive instruction or any instruction affecting any account(s) at STEPHENS INC. STEPHENS INC. shall have no liability for any actions taken or any omissions to act as a result of any E-mail message sent to STEPHENS INC.
5) PROPERTY RIGHTS IN INFORMATION AND SERVICES; SUITABILITY AND COMPLIANCE WITH LAW
a)The Services and any Information associated with the Services are for personal, non-commercial use only. You may download the Information to your computer or other electronic data processing equipment and print out a hard copy for personal reference and use by you only. You shall never remove any copyright or other notices contained on any such Information.
b) You acknowledge that the Services and the Information are the property of STEPHENS INC. or of third-parties that have supplied or licensed information to Stephens Inc. and are protected by applicable copyright, patent, trademark or other intellectual property law. Except as expressly authorized herein, you shall not reproduce, transmit, sell, display, distribute, publish, broadcast, circulate, modify, disseminate, or commercially exploit any of such Information or any of the Services provided in any manner (including electronic, print or other media now known or hereafter developed) without the prior written consent of STEPHENS INC. You shall not use the Information or Services for any unlawful purpose. You shall comply with any request made by STEPHENS INC. for the purpose of protecting rights in the Information and Services.
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