Our People
Ed Frost
Senior Vice President, CPC; Compliance; ERISA Technical Support
(501) 377-2508
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We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.
We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.
The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.
Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.
We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.
Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.
We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.
Senior Vice President, CPC; Compliance; ERISA Technical Support
Mr. Frost is a Senior Vice President of Stephens Inc. Mr. Frost provides compliance and technical support for Stephens retirement accounts. In this capacity, Mr. Frost is responsible for managing the day-to-day operations for Stephens Capital Management retirement accounts as well as new business development, product research and ERISA compliance for Stephens retirement accounts. Prior to joining Stephens Inc. in October 1999, Mr. Frost provided consulting and administration services to retirement plan sponsors.
A FINRA Registered Representative (Series 7 & 63), and a Registered Investment Advisor Representative (Series 65), Mr. Frost also is licensed through the Arkansas State Insurance Department. He also is a General Securities Sales Supervisor (Series 9 & 10).
Mr. Frost graduated with a Bachelor of Science degree in Accounting from University of Arkansas at Little Rock in 1977. Since that time, he has specialized in pension design and consulting. In 1983, Mr. Frost was awarded the Certified Pension Consultant designation by the American Society of Pension Professionals Actuaries (ASPPA). The continuing education requirements of ASPPA are met through participation in various local, regional and national conferences.
