We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.
We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.
The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.
Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.
We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.
Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.
We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.
Chairman, President and Chief Executive Officer
Warren A. Stephens is Chairman, President, and Chief Executive Officer of Stephens Inc., a privately owned diversified financial services firm headquartered in Little Rock, Arkansas. A graduate of Washington and Lee University, he received his BA in economics and later received his MBA from Wake Forest University. Mr. Stephens was named President and Chief Executive Officer in 1986, succeeding his father, Jack Stephens. Warren was named Chairman in 2005.
Under his leadership, the firm has remained true to its mission of providing capital to middle-market and small-cap companies while expanding into major U.S. markets and opening Stephens Europe offices in London and Frankfurt. Through its public finance arm, Stephens Inc. has been recognized for its integral role in revitalizing local economies, underwriting infrastructure and education projects around the Southeastern United States.
Mr. Stephens has been vocal in his belief that banks should remain modestly leveraged, pointing to his own company’s ability to weather the economic downturn of 2008 without government assistance. He is equally vocal in his support of capitalism, frequently speaking around the country to industry associations, students, and business leaders about capitalism’s unmatched power to lift people out of poverty, create jobs, and stabilize communities.
He has served on the NASD District Conduct Committee, and ended his tenure as its chairman. Mr. Stephens currently serves on the Board of Directors of Dillard’s Inc. and is a former member of the Board of Trustees at Washington and Lee University, and he co-chaired the successful Capital Campaign that concluded in June, 2015.
Civic and community involvements include: chairman of the board of the Arkansas Arts Center; chair of the Arkansas Arts Center Foundation Board (current); co-chair of the Arkansas Arts Center Capital Campaign with his wife, Harriet C. Stephens (current); chair of Episcopal Collegiate School Foundation Board (current); chairman of the Capital Campaign to renovate the current theatre for the Arkansas Repertory Theatre; and the Board of Directors for the Central Arkansas Boys and Girls Club.
Born on February 18, 1957 in Little Rock, Arkansas, he and his wife have three adult children, Miles Stephens (Katie), John Stephens (Mary Olive), and Laura Stephens.