Investment Banking


The announcements on this page shall not constitute an offer to sell or the solicitation of an offer to buy any securities, nor shall there be any sale of securities in any state or jurisdiction in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state or jurisdiction. The announcements do not purport to contain a complete description of the securities, markets or developments referenced therein.

With respect to announcements regarding registered offerings of securities, registration statements relating to such securities have been filed with the Securities and Exchange Commission and declared effective as set forth in the press release applicable to such securities. Offerings of registered securities will be made only by means of the prospectus described in the applicable press release, copies of which may be obtained, when available, from Stephens Inc., Attn: Syndicate Desk, 111 Center Street, Little Rock, AR 72201.

With respect to announcements regarding unregistered offerings of securities, the securities to be offered have not been registered under the Securities Act of 1933 or any state securities laws and may not be offered or sold in the United States absent registration or an applicable exemption from registration requirements of the Securities Act of 1933 and applicable state securities laws.

For Retail Investors: Form CRS

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