Doug Brockway | Investment Banking | Stephens

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What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.


Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Our People

Doug Brockway

Managing Director

(617) 239-7511 Send a message
Health & Life Sciences; Technology, Media & Telecom
Doug Brockway

Mr. Brockway joined Stephens in 2013, leads the firm’s Security Software and Healthcare IT investment banking practices, and has more than 30 years of investment banking experience. He was most recently with ThinkEquity where he co-headed the Software investment banking group and led their Healthcare IT efforts. Previously, Mr. Brockway served as a Managing Director with Stifel Nicolaus Weisel, also leading its Software and Healthcare IT investment banking practices. Mr. Brockway founded and led SG Cowen's Technology corporate finance group for its Boston office, and served as a senior investment banker with Alex. Brown. Additional experience included serving as a Managing Director with Innovation Advisors, a technology-focused investment bank, as well as investment banking roles with Salomon Brothers and Whitman Heffernan Rhein & Co. Mr. Brockway earned an MBA from Harvard Business School and graduated with honors from Dartmouth College.