Investment Banking

The Investment Banking team at Stephens offers a full-range of services to an array of sectors and industries, from consumer and healthcare to energy and technology.

Stephens Investment Banking For The Middle Market - Sectors

The Stephens Investment Banking team focuses on an expanding range of industries, from consumer and healthcare to energy and technology. In each area of focus, we combine in-depth industry knowledge with strong execution.

Stephens Inc. is an investment banking advisor to a broad spectrum of financial services companies. Representative clients include: regional and various community banks and thrifts, consumer finance companies, broker/dealers, wealth managers, insurance brokers and underwriters and third-party administrators. The Financial Services Group serves public and private companies in addition to private equity groups.

Since 2009, Stephens Inc. has advised on 19 M&A transactions in the financial services sector with a total transaction value approaching $3 billion.  In addition to our M&A experience, we have lead-managed or co-managed more than 30 equity and debt offerings in the sector since 2008, with a total offering value approaching $5.3 billion.

Financial Institutions

  • Banks and Thrifts
  • Broker / Dealers
  • Wealth Managers
  • Mortgage Companies

Insurance 

  • Insurance Brokers
  • Insurance Companies
  • Third-party Administrators

Specialty Finance 

  • Consumer Finance Companies
  • Small Business Lenders
  • Commercial Rental & Leasing Companies

 

 

 

   
Bruce Miller
Managing Director, Head of Financial Services (404) 461-5122
Atlanta, GA
Jay Bliley
Managing Director (404) 461-5135
Atlanta, GA
Brian Branson
Managing Director (404) 461-5111
Atlanta, GA
Jay Brogdon
Managing Director (501) 377-2042
Little Rock, AR
Kevin Cunningham
Managing Director +44 20 3757 9876
London, UK

Stephens Europe Limited
Hugh Elwes
Managing Director +44 20 3757 9860
London, UK

Stephens Europe Limited
Blair Farinholt
Managing Director (404) 461-5109
Atlanta, GA
Jim Hemmer
Managing Director (312) 292-5754
Chicago, IL
Kade Machen
Managing Director (214) 258-2711
Dallas, TX
Frank Sorrentino
Managing Director (212) 891-1767
New York, NY
Scott Studwell
Managing Director, Head of Equity Capital Markets and Head of US Depositories (212) 891-1708
New York, NY
Matthew Switzer
Managing Director (804) 296-0275
Richmond, VA
Jimmy Troy
Managing Director (415) 548-6904
San Francisco, CA
Justin Evans
Senior Vice President (214) 258-2722
Dallas, TX
Ted Rosinus
Managing Director (312) 292-5774
Chicago, IL
David Alexander
Vice President (404) 461-5106
Atlanta, GA
Patrick Allen
Vice President (404) 461-5124
Atlanta, GA
Adam Cunningham
Vice President (312) 292-5763
Chicago, IL
Adam Glasier
Vice President (501) 377-2237
Little Rock, AR
Bryan Pyne
Vice President (404) 461-5147
Atlanta, GA
James Clingman
Associate (214) 258-2768
Dallas, TX
Jake Delaney
Associate Director +44 20 3757 9891
London, UK

Stephens Europe Limited
Philip Macaluso
Associate (404) 461-5167
Atlanta, GA
Paul McKelvey
Associate (404) 461-5144
Atlanta, GA
Sara Neves
Associate +44 20 3757 9869
London, UK
Justice Purser
Associate (404) 461-5123
Atlanta, GA
Matthew Sealy
Associate (501) 377-2086
Little Rock, AR
John Sullivan, CFA
Associate (804) 939-5423
Richmond, VA
Buster Williams
Associate (214) 258-2730
Dallas, TX

$200 Million

Preferred Equity

Co-Manager

$80 Million

Subordinated Debt

Sole Bookrunner

$25 Million

Subordinated Debt

Placement Agent

$96 Million

Subordinated Debt

Joint Bookrunner

$125 Million

Subordinated Debt

Co-Manager

Not disclosed

Has Agreed To Sell Branches To

Summit Credit Union

Advisor

Not disclosed

Has Agreed To Sell Branches To

Morton Community Bank

Advisor

Not disclosed

Has Agreed To Sell Branches To

Royal Bank

Advisor

$75 Million

Senior Secured Term Loan

CPP Investments

Advisor

See all related transactions

For Retail Investors: Form CRS

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