Investment Banking

Stephens Investment Banking Transactions and Advisory

Each client, and each investment banking transaction, is unique. However, we bring a wealth of experience and depth of expertise to all assignments, delivering consistently insightful perspectives coupled with strong execution.

Current Transactions: Click here to see anouncements of current investment banking transactions.

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Date Client Amount (mm) Transaction Type Sector
09/09/2021 Fortress Transportation & Infrastructure LLC $306 Follow-On Offering Industrial
09/02/2021
Pending
The First Bancshares, Inc. Not disclosed Merger and Acquisition Financial Services
08/31/2021 Periscope Intermediate Corp. $207 Merger and Acquisition Technology
Financial Sponsors Group
08/26/2021 Traditions Bancorp, Inc. $7 Share Buyback Financial Services
08/18/2021 ConnectOne Bancorp, Inc. $115 Preferred Equity Financial Services
08/18/2021 Young's Communications, LLC Not disclosed Merger and Acquisition Power & Industrial Technology
Financial Sponsors Group
08/17/2021 Coastal Financial Corporation $25 Subordinated Debt Financial Services
08/17/2021 CyberMaxx, LLC Not disclosed Merger and Acquisition Technology
Financial Sponsors Group
08/11/2021 Avalara, Inc. $850 Convertible Senior Notes Technology
08/09/2021 Ambri Inc. $144 Private Placement Power & Industrial Technology
08/09/2021 Broken Arrow Communications, Inc. Not disclosed Merger and Acquisition Financial Sponsors Group
08/05/2021 Green Plains Inc. $152 Follow-On Offering Consumer
08/05/2021 Riverview Acquisition Corp. $250 Initial Public Offering
08/04/2021 Hg Not disclosed Merger and Acquisition Technology
Financial Sponsors Group
08/04/2021 Orange County Bancorp, Inc. $34 Initial Public Offering Financial Services
08/03/2021
Pending
Stock Yards Bancorp, Inc. $153 Merger and Acquisition Financial Services
07/30/2021 MMC Group €40 Senior Secured Unitranche Facility Telecom & Media
Financial Sponsors Group
07/30/2021 RG Group Holdco, LLC $14 Merger and Acquisition Consumer
07/29/2021 Dole plc $400 Initial Public Offering Consumer
07/29/2021
Pending
Finward Bancorp $53 Merger and Acquisition Financial Services
07/29/2021
Pending
First Mid Bancshares, Inc. $106 Merger and Acquisition Financial Services
07/29/2021 MaxCyte, Inc. $176 Initial Public Offering Healthcare & Life Sciences
07/27/2021
Pending
Valley Republic Bancorp $166 Merger and Acquisition Financial Services
07/22/2021 Zevia PBC $150 Initial Public Offering Consumer
07/21/2021 Kura Sushi USA, Inc. $50 Follow-On Offering Consumer
07/19/2021 Ultima Business Solutions Limited £30 Debt Advisory Technology
Financial Sponsors Group
07/12/2021
Pending
Bank of the Orient $3 Merger and Acquisition Financial Services
07/12/2021
Pending
Lonestar Resources US Inc. $370 Merger and Acquisition Energy
07/06/2021 Alight Inc. $1550 Private Placement Technology
Financial Sponsors Group
06/30/2021
Pending
Mid Penn Bancorp, Inc. $125 Merger and Acquisition Financial Services
06/24/2021 Alpha Teknova, Inc. $96 Initial Public Offering Healthcare & Life Sciences
Financial Sponsors Group
06/23/2021 West Tree Service, Inc. Not disclosed Merger and Acquisition Power & Industrial Technology
Financial Sponsors Group
06/23/2021 Woodson Incorporated Not disclosed Merger and Acquisition Power & Industrial Technology
Financial Sponsors Group
06/22/2021
Pending
County Bancorp, Inc. $219 Merger and Acquisition Financial Services
06/17/2021 GHK Capital Partners LP Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
06/15/2021 Preferred Bank $150 Subordinated Debt Financial Services
06/15/2021 Terbium Labs, Inc. Not disclosed M&A Advisory Technology
06/10/2021 The Consumer Analytics Solutions business of Aclara Technologies LLC Not disclosed Merger and Acquisition Power & Industrial Technology
06/08/2021
Pending
Regions Financial Corporation $960 Merger and Acquisition Financial Services
06/07/2021
Pending
Simmons First National Corporation $146 Merger and Acquisition Financial Services
06/07/2021
Pending
Simmons First National Corporation $132 Merger and Acquisition Financial Services
05/27/2021 RealPage, Inc. Not disclosed Merger and Acquisition Technology
05/26/2021 The AZEK Company Inc. $653 Secondary Offering Industrial
Financial Sponsors Group
05/24/2021 Colt’s Manufacturing Company LLC $260 Merger and Acquisition Aerospace & Defense
05/21/2021 Radius Payment Solutions Limited Not disclosed Merger and Acquisition Technology
Financial Sponsors Group
05/19/2021 Lithia Motors & Driveway $1000 Follow-On Offering Consumer
05/17/2021
Pending
Equity Bancshares, Inc. $74 Merger and Acquisition Financial Services
05/11/2021
Pending
FirstSun Capital Bancorp Not disclosed Merger and Acquisition Financial Services
05/05/2021 Academy Sports and Outdoors, Inc. $448 Secondary Offering Consumer
05/04/2021 DMC Global Inc. $113 Follow-On Offering Energy
05/04/2021 Five Star Bancorp $105 Initial Public Offering Financial Services
04/30/2021
Pending
Hg Not disclosed Merger and Acquisition Technology
04/30/2021 SCRAM Systems Not disclosed Merger and Acquisition Healthcare & Life Sciences
04/29/2021 Mid Penn Bancorp, Inc. $65 Follow-On Offering Financial Services
04/28/2021 Aveanna Healthcare Holdings Inc. $459 Initial Public Offering Healthcare & Life Sciences
04/27/2021 Veritex Holdings, Inc. $54 Merger and Acquisition Financial Services
04/23/2021 6point6 Not disclosed Merger and Acquisition Technology
Financial Sponsors Group
04/20/2021
Pending
Peacock Automotive Group Not disclosed Merger and Acquisition Consumer
04/20/2021 Windows USA Not disclosed Merger and Acquisition Industrial
04/16/2021 OZCO Building Products Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
04/12/2021 Fortress Transportation and Infrastructure Investors LLC $500 Senior Unsecured Notes Industrial
Financial Services
04/07/2021 Phreesia, Inc. $225 Follow-On Offering Technology
04/01/2021 Dallas Mechanical Group, LLC Not disclosed Merger and Acquisition Industrial
04/01/2021 Open Lending Corporation $306 Secondary Offering Financial Services
Financial Sponsors Group
03/30/2021 Entergy Arkansas, LLC $400 First Mortgage Bonds Power & Industrial Technology
03/26/2021 CCF Holdings, LLC $461 Capital Solutions Financial Services
03/26/2021 RBB Bancorp $120 Subordinated Debt Financial Services
03/09/2021 Everbridge, Inc. $325 Convertible Senior Notes Technology
03/09/2021 River Financial Corporation $40 Subordinated Debt Financial Services
03/05/2021 Cutera, Inc. $125 Convertible Senior Notes Healthcare & Life Sciences
03/04/2021 Digi International Inc. $68 Follow-On Offering Technology
02/25/2021 Green Plains Inc. $175 Follow-On Offering Consumer
02/03/2021 Geriatric Practice Management Corp. Not disclosed Merger and Acquisition Technology
01/27/2021 Academy Sports and Outdoors, Inc. $258 Secondary Offering Consumer
01/21/2021 The AZEK Company Inc. $800 Secondary Offering Industrial
Financial Sponsors Group
01/21/2021
Pending
Southern Bancorp, Inc. Not disclosed Merger and Acquisition Financial Services
01/19/2021
Pending
First Busey Corporation $191 Merger and Acquisition Financial Services
01/07/2021 Premiere Precision Components Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
01/05/2021
Pending
Family RV Group Not disclosed Merger and Acquisition Consumer
01/04/2021 Talos Energy Inc. $500 Senior Secured Notes Energy
12/31/2020 DXP Enterprises, Inc. Not disclosed Merger and Acquisition Industrial
12/28/2020 Zaxby's Operating Company L.P. Not disclosed Merger and Acquisition Consumer
12/23/2020 Fortress Transportation and Infrastructure Investors LLC $400 Senior Unsecured Notes Industrial
Financial Services
12/18/2020 Genesys Aerosystems $78 Merger and Acquisition Aerospace & Defense
Financial Sponsors Group
12/10/2020 Avid Bioservices $30 Follow-On Offering Healthcare & Life Sciences
12/09/2020 Open Lending Corporation $266 Secondary Offering Financial Services
Financial Sponsors Group
12/07/2020 Repligen Corporation $272 Follow-On Offering Healthcare & Life Sciences
12/02/2020 Codexis, Inc. $75 Follow-On Offering Healthcare & Life Sciences
12/02/2020 National United Bancshares, Inc. $115 Merger and Acquisition Financial Services
12/01/2020 A&E Medical Corporation $250 Merger and Acquisition Healthcare & Life Sciences
Financial Sponsors Group
11/30/2020 Hawaiian Telcom Not disclosed Merger and Acquisition Telecom & Media
10/30/2020 Applied Technology Associates Not disclosed Merger and Acquisition Aerospace & Defense
Financial Sponsors Group
10/29/2020 Fulton Financial Corporation $200 Preferred Equity Financial Services
10/16/2020 Origin Bancorp, Inc. $80 Subordinated Debt Financial Services
10/09/2020 Cadence Petroleum Group Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
10/08/2020 Hanover Bancorp, Inc. $25 Subordinated Debt Financial Services
10/06/2020 First Mid Bancshares, Inc. $96 Subordinated Debt Financial Services
10/05/2020 Veritex Holdings, Inc. $125 Subordinated Debt Financial Services
10/01/2020 Academy Sports and Outdoors, Inc. $203 Initial Public Offering Consumer
10/01/2020 SciSafe $30 Merger and Acquisition Healthcare & Life Sciences
09/30/2020 Mission Produce, Inc. $96 Initial Public Offering Consumer
09/23/2020 Associated Banc-Corp Not disclosed Merger and Acquisition Financial Services
09/22/2020 Trachte USA Not disclosed Merger and Acquisition Power & Industrial Technology
Financial Sponsors Group
09/14/2020 Associated Banc-Corp Not disclosed Merger and Acquisition Financial Services
09/14/2020 Associated Banc-Corp Not disclosed Merger and Acquisition Financial Services
09/14/2020 Global Lending Services LLC $75 Senior Secured Term Loan Financial Services
09/11/2020 Entergy Arkansas, LLC $675 First Mortgage Bonds Power & Industrial Technology
09/10/2020 The AZEK Company Inc. $831 Secondary Offering Industrial
Financial Sponsors Group
09/10/2020 i3 Verticals, Inc. $76 Follow-On Offering Technology
09/04/2020 FundThrough Inc. $50 Senior Secured Credit Facility Financial Services
09/03/2020 Renasant Corporation $100 Subordinated Debt Financial Services
08/31/2020 FB Financial Corporation $100 Subordinated Debt Financial Services
08/31/2020 Scriptcycle, LLC $63 Merger and Acquisition Technology
08/28/2020