Investment Banking

Stephens Investment Banking Transactions and Advisory

Each client, and each investment banking transaction, is unique. However, we bring a wealth of experience and depth of expertise to all assignments, delivering consistently insightful perspectives coupled with strong execution.

Current Transactions: Click here to see anouncements of current investment banking transactions.

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Date Client Amount (mm) Transaction Type Sector
05/05/2021 Academy Sports and Outdoors, Inc. $448 Secondary Offering Consumer
05/04/2021 DMC Global Inc. $113 Follow-On Offering Energy
05/04/2021 Five Star Bancorp $105 Initial Public Offering Financial Services
04/30/2021
Pending
Hg Not disclosed Merger and Acquisition Technology
04/29/2021 Mid Penn Bancorp, Inc. $65 Follow-On Offering Financial Services
04/27/2021 Veritex Holdings, Inc. $54 Merger and Acquisition Financial Services
04/23/2021 6point6 Not disclosed Merger and Acquisition Technology
Financial Sponsors Group
04/20/2021
Pending
Peacock Automotive Group Not disclosed Merger and Acquisition Consumer
04/20/2021 Windows USA Not disclosed Merger and Acquisition Industrial
04/16/2021 OZCO Building Products Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
04/12/2021 Fortress Transportation and Infrastructure Investors LLC $500 Senior Unsecured Notes Industrial
Financial Services
04/07/2021 Phreesia, Inc. $225 Follow-On Offering Technology
04/01/2021 Dallas Mechanical Group, LLC Not disclosed Merger and Acquisition Industrial
04/01/2021 Open Lending Corporation $306 Secondary Offering Financial Services
Financial Sponsors Group
03/30/2021 Entergy Arkansas, LLC $400 First Mortgage Bonds Power & Industrial Technology
03/26/2021 CCF Holdings, LLC $461 Capital Solutions Financial Services
03/26/2021 RBB Bancorp $120 Subordinated Debt Financial Services
03/09/2021 Everbridge, Inc. $325 Convertible Senior Notes Technology
03/09/2021 River Financial Corporation $40 Subordinated Debt Financial Services
03/05/2021 Cutera, Inc. $125 Convertible Senior Notes Healthcare & Life Sciences
03/04/2021 Digi International Inc. $68 Follow-On Offering Technology
02/25/2021 Green Plains Inc. $175 Follow-On Offering Consumer
02/03/2021 Geriatric Practice Management Corp. Not disclosed Merger and Acquisition Technology
01/27/2021 Academy Sports and Outdoors, Inc. $258 Secondary Offering Consumer
01/21/2021 The AZEK Company Inc. $800 Secondary Offering Industrial
Financial Sponsors Group
01/21/2021
Pending
Southern Bancorp, Inc. Not disclosed Merger and Acquisition Financial Services
01/19/2021
Pending
First Busey Corporation $191 Merger and Acquisition Financial Services
01/07/2021 Premiere Precision Components Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
01/05/2021
Pending
Family RV Group Not disclosed Merger and Acquisition Consumer
01/04/2021 Talos Energy Inc. $500 Senior Secured Notes Energy
12/31/2020 DXP Enterprises, Inc. Not disclosed Merger and Acquisition Industrial
12/28/2020 Zaxby's Operating Company L.P. Not disclosed Merger and Acquisition Consumer
12/23/2020 Fortress Transportation and Infrastructure Investors LLC $400 Senior Unsecured Notes Industrial
Financial Services
12/18/2020 Genesys Aerosystems $78 Merger and Acquisition Aerospace & Defense
Financial Sponsors Group
12/10/2020 Avid Bioservices $30 Follow-On Offering Healthcare & Life Sciences
12/09/2020 Open Lending Corporation $266 Secondary Offering Financial Services
Financial Sponsors Group
12/07/2020 Repligen Corporation $272 Follow-On Offering Healthcare & Life Sciences
12/02/2020 Codexis, Inc. $75 Follow-On Offering Healthcare & Life Sciences
12/02/2020 National United Bancshares, Inc. $115 Merger and Acquisition Financial Services
12/01/2020 A&E Medical Corporation $250 Merger and Acquisition Healthcare & Life Sciences
Financial Sponsors Group
11/30/2020 Hawaiian Telcom Not disclosed Merger and Acquisition Telecom & Media
10/30/2020 Applied Technology Associates Not disclosed Merger and Acquisition Aerospace & Defense
Financial Sponsors Group
10/29/2020 Fulton Financial Corporation $200 Preferred Equity Financial Services
10/16/2020 Origin Bancorp, Inc. $80 Subordinated Debt Financial Services
10/09/2020 Cadence Petroleum Group Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
10/08/2020 Hanover Bancorp, Inc. $25 Subordinated Debt Financial Services
10/06/2020 First Mid Bancshares, Inc. $96 Subordinated Debt Financial Services
10/05/2020 Veritex Holdings, Inc. $125 Subordinated Debt Financial Services
10/01/2020 Academy Sports and Outdoors, Inc. $203 Initial Public Offering Consumer
10/01/2020 SciSafe $30 Merger and Acquisition Healthcare & Life Sciences
09/30/2020 Mission Produce, Inc. $96 Initial Public Offering Consumer
09/23/2020 Associated Banc-Corp Not disclosed Merger and Acquisition Financial Services
09/22/2020 Trachte USA Not disclosed Merger and Acquisition Power & Industrial Technology
Financial Sponsors Group
09/14/2020 Associated Banc-Corp Not disclosed Merger and Acquisition Financial Services
09/14/2020 Associated Banc-Corp Not disclosed Merger and Acquisition Financial Services
09/14/2020 Global Lending Services LLC $75 Senior Secured Term Loan Financial Services
09/11/2020 Entergy Arkansas, LLC $675 First Mortgage Bonds Power & Industrial Technology
09/10/2020 The AZEK Company Inc. $831 Secondary Offering Industrial
Financial Sponsors Group
09/10/2020 i3 Verticals, Inc. $76 Follow-On Offering Technology
09/04/2020 FundThrough Inc. $50 Senior Secured Credit Facility Financial Services
09/03/2020 Renasant Corporation $100 Subordinated Debt Financial Services
08/31/2020 FB Financial Corporation $100 Subordinated Debt Financial Services
08/31/2020 Scriptcycle, LLC $63 Merger and Acquisition Technology
08/28/2020 GlobalSCAPE, Inc. $219 Merger and Acquisition Technology
08/27/2020 Hanover Bancorp, Inc. Not disclosed Merger and Acquisition Financial Services
08/25/2020 Southern National Bancorp of Virginia, Inc. $60 Subordinated Debt Financial Services
08/20/2020 Cal-Maine Foods, Inc. $234 Secondary Offering Consumer
08/13/2020 Griffon Corporation $172 Follow-On Offering Industrial
Aerospace & Defense
08/12/2020 Martin Midstream Partners L.P. $560 Capital Solutions Energy
08/12/2020 Stewart Information Services Corporation $100 Follow-On Offering Technology
08/12/2020 TFI International Inc. $190 Follow-On Offering Industrial
08/06/2020 Mabrey Bancorporation, Inc. $28 Subordinated Debt Financial Services
08/05/2020 USA Rail Terminals LLC Not disclosed Merger and Acquisition Energy
Industrial
07/31/2020 CURO Group Holdings Corp. $200 Senior Secured Credit Facility Financial Services
07/30/2020 Happy Bancshares, Inc. $140 Subordinated Debt Financial Services
07/28/2020 Fortress Transportation and Infrastructure Investors LLC $400 Senior Unsecured Notes Industrial
Financial Services
07/21/2020 LendingTree, Inc. $500 Convertible Senior Notes Financial Services
Technology
07/09/2020
Pending
Citizens Bancorp Investment, Inc. Not disclosed Merger and Acquisition Financial Services
07/02/2020 BioLife Solutions, Inc. $75 Follow-On Offering Healthcare & Life Sciences
06/30/2020 County Bancorp, Inc. $17 Subordinated Debt Financial Services
06/30/2020 Dun & Bradstreet Holdings, Inc. $1700 Initial Public Offering Technology
Financial Services
06/30/2020 Equity Bancshares, Inc. $42 Subordinated Debt Financial Services
06/29/2020 Wabtec Corporation $500 Senior Notes Offering Industrial
06/26/2020 Franchise Group, Inc. $98 Follow-On Offering Financial Services
06/15/2020 ConnectOne Bancorp, Inc. $75 Subordinated Debt Financial Services
06/11/2020 The AZEK Company Inc. $765 Initial Public Offering Industrial
06/10/2020 Cannae Holdings, Inc. $412 Follow-On Offering Financial Services
06/08/2020 Glaukos Corp $250 Convertible Senior Notes Healthcare & Life Sciences
06/03/2020 TriState Capital Holdings, Inc. $38 Subordinated Debt Financial Services
06/03/2020 Werner Enterprises, Inc. $527 Secondary Offering Industrial
06/01/2020 First Busey Corporation $125 Subordinated Debt Financial Services
05/20/2020 CoStar Group, Inc. $1500 Follow-On Offering Technology
05/20/2020 RealPage, Inc. $300 Follow-On Offering Technology
05/19/2020 Cable One, Inc. $425 Follow-On Offering Telecom & Media
05/11/2020 TriState Capital Holdings, Inc. $60 Subordinated Debt Financial Services
05/08/2020 First American Financial Corporation $450 Senior Unsecured Notes Financial Services
04/30/2020 Intrepid Direction Drilling Specialists, Ltd Not disclosed Merger and Acquisition Energy
04/28/2020 Tidewater Credit Services Not disclosed Merger and Acquisition Financial Services
04/24/2020 Goldman Equipment, LLC Not disclosed Merger and Acquisition Consumer
04/13/2020 CTEH Not disclosed Merger and Acquisition Power & Industrial Technology
04/08/2020 CURO Group Holdings Corp. $100 Senior Secured Credit Facility Financial Services
03/31/2020 AccessOne MedCard, Inc. $230 Revolver & Securitization Facility Financial Services
03/26/2020 Koch Engineered Solutions Not disclosed Merger and Acquisition Power & Industrial Technology
03/18/2020 Entergy Arkansas, LLC $100 Senior Subordinated Notes Power & Industrial Technology
03/03/2020 APE Companies Not disclosed Merger and Acquisition Industrial
03/02/2020 Hoyte Dodge Not disclosed Merger and Acquisition Consumer
02/17/2020 Share Plc €62 Merger and Acquisition Financial Services
02/12/2020 TFI International Inc. $200 Initial Public Offering Industrial
02/11/2020 Heartland Financial USA, Inc. $280 Merger and Acquisition Financial Services
02/10/2020 Simmons Bank Not disclosed Merger and Acquisition Financial Services
02/06/2020 Origin Bank $70 Subordinated Debt Financial Services
02/06/2020 Professional Holding Corp. $57 Initial Public Offering Financial Services
01/31/2020 Rosti Automotive Not disclosed Merger and Acquisition Industrial
01/22/2020 Pedestal Bancshares, Inc. $211 Merger and Acquisition Financial Services
01/08/2020 Lindsey Software Not disclosed Merger and Acquisition Technology
12/31/2019 Caterpillar Inc. Not disclosed Merger and Acquisition Industrial
12/20/2019 Linen King Not disclosed Merger and Acquisition Healthcare & Life Sciences
Financial Sponsors Group
12/19/2019 Specialty Appliances Not disclosed Merger and Acquisition Healthcare & Life Sciences
12/13/2019 Digi International Inc. $150 Acquisition Financing Technology
12/12/2019 Big Belly Solar Not disclosed Merger and Acquisition Technology
12/12/2019 Cherry Industries, Inc. $298 Merger and Acquisition Industrial
12/11/2019 Everbridge, Inc. $375 Convertible Senior Notes Technology
11/18/2019 GlobalSCAPE Inc . $55 Senior Secured Credit Facility Technology
10/24/2019 Elk Petroleum, Inc. $270 Capital Solutions Energy
09/20/2019 Allegiance Bancshares, Inc. $60 Subordinated Debt Financial Services
09/19/2019 Foundation Building Materials, Inc. $81 Secondary Offering Industrial
09/19/2019 State Capital Corp. $136 Merger and Acquisition Financial Services
09/19/2019 TB&T Bancshares, Inc. $190 Merger and Acquisition Financial Services
09/17/2019 Construction Partners, Inc. $71 Secondary Offering Industrial
Financial Sponsors Group
09/16/2019 Custom LeatherCraft Mfg., LLC Not disclosed Merger and Acquisition Industrial
09/13/2019 Murphy USA $500 Senior Unsecured Notes Consumer
09/11/2019 Highlands Bankshares, Inc. $91 Merger and Acquisition Financial Services
09/05/2019 QK Holdings, LLC Not disclosed Merger and Acquisition Consumer
09/04/2019 Addus HomeCare Corporation $159 Follow-On Offering Healthcare & Life Sciences
09/03/2019 Lightyear Capital LLC Not disclosed Merger and Acquisition Financial Services
Financial Sponsors Group
09/02/2019 Con Pearl Not disclosed Merger and Acquisition
08/28/2019 Bankmanagers Corp. $195 Merger and Acquisition Financial Services
08/22/2019 Specialist Risk Investments Limited Not disclosed Senior Secured Credit Facility Financial Services
08/14/2019 CrossFirst Bankshares, Inc. $102 Initial Public Offering Financial Services
08/12/2019 Professional Holding Corp. Not disclosed Merger and Acquisition Financial Services
08/07/2019 Wabtec Corporation $1500 Secondary Offering Industrial
07/31/2019 Apse Capital Limited Not disclosed Merger and Acquisition Technology
07/31/2019 Kura Sushi USA, Inc. $41 Initial Public Offering Consumer
07/31/2019 Simmons First National Corporation $434 Merger and Acquisition Financial Services
07/25/2019 Spirit of Texas Bancshares, Inc. $43 Follow-On Offering Financial Services
07/24/2019 Banner Corporation $87 Merger and Acquisition Financial Services
07/24/2019
Pending
Spirit of Texas Bancshares, Inc. $66 Merger and Acquisition Financial Services
07/18/2019 Lanter Delivery Systems Not disclosed Merger and Acquisition Industrial
07/18/2019 Revolution Not disclosed Merger and Acquisition Industrial
07/17/2019 Repligen Corporation $250 Convertible Healthcare & Life Sciences
07/17/2019 Repligen Corporation $120 Follow-On Offering Healthcare & Life Sciences
07/04/2019 GDFC Group Limited Not disclosed Capital Solutions Financial Services
06/27/2019 Choice Bancorp, Inc. $72 Merger and Acquisition Financial Services
06/27/2019 Offen Petroleum, Inc. Not disclosed Merger and Acquisition Industrial
06/21/2019 The Safariland Group Not disclosed Merger and Acquisition Aerospace & Defense
06/12/2019 Smartsheet Inc. $561 Follow-On Offering Technology
06/11/2019 Vonage Holdings $300 Convertible Senior Notes Technology
06/06/2019 Payliance, Inc. Not disclosed Merger and Acquisition Technology
06/04/2019 Bellatrix Exploration Ltd. $332 Capital Solutions Energy
05/31/2019 Big Island Honda Not disclosed Merger and Acquisition Consumer
05/22/2019 LiqTech International, Inc. $14 Follow-On Offering Power & Industrial Technology
05/22/2019 TriState Capital Holdings, Inc. $70 Preferred Equity Financial Services
05/21/2019 Fortress Transportation and Infrastructure Investors LLC $150 Senior Unsecured Notes Industrial
05/21/2019 NeoGenomics, Inc. $149 Follow-On Offering Healthcare & Life Sciences
05/16/2019 Avantor, Inc. $2898 Initial Public Offering Healthcare & Life Sciences
05/03/2019 Red River Bancshares, Inc. $27 Initial Public Offering Financial Services
05/01/2019 CES Holding Company, Inc. $52 Merger and Acquisition Energy
05/01/2019 Zielpuls Not disclosed Merger and Acquisition Technology
04/30/2019 Repligen Corporation $175 Follow-On Offering Healthcare & Life Sciences
04/22/2019 Belmar Pharmacies Not disclosed Merger and Acquisition Healthcare & Life Sciences
04/10/2019 RES Polyflow LLC $260 Merger and Acquisition Power & Industrial Technology
04/03/2019 AVL Digital Group Not disclosed Merger and Acquisition Telecom & Media
Financial Sponsors Group
04/02/2019 First Heritage Credit, LLC $200 Senior Secured Credit Facility Financial Services
04/01/2019 Porsche of Hawaii Not disclosed Merger and Acquisition Consumer
Financial Sponsors Group
03/31/2019 Expediter Services, LLC. Not disclosed Senior Secured Credit Facility Industrial
03/25/2019 Monument Re Group Not disclosed Merger and Acquisition Financial Services
03/19/2019 Entergy Arkansas $350 First Mortgage Bonds Power & Industrial Technology
03/18/2019 Cactus Fuel, LLC Not disclosed Merger and Acquisition Industrial
02/26/2019 Viper Energy Partners LP $304 Follow-On Offering Energy
02/20/2019
Pending
Carrols Restaurant Group, Inc. Not disclosed Merger and Acquisition Consumer
02/20/2019
Pending
Rush-Oak Corporation $55 Merger and Acquisition Financial Services
02/14/2019 8x8, Inc. $250 Convertible Senior Notes Technology
02/12/2019 Connotate Technologies Not disclosed Merger and Acquisition Technology
02/12/2019 Mid-State Industrial Maintenance Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
02/11/2019 Priority Power Management Not disclosed Merger and Acquisition Power & Industrial Technology
Financial Sponsors Group
02/08/2019 Petroflow Energy Corporation Not disclosed Merger and Acquisition Energy
02/01/2019 ET GLOBAL Not disclosed Merger and Acquisition Telecom & Media
Industrial
01/30/2019 EasyPay Finance $50 Senior Secured Credit Facility Financial Services
Financial Sponsors Group
01/17/2019 Charles Cameron and Associates Not disclosed Merger and Acquisition Financial Services
01/09/2019 Mid-South Sales Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
12/28/2018 SMART Financial Operations, LLC $80 Senior Secured Term Loan & Delayed Draw Facility Financial Services
Financial Sponsors Group
12/27/2018 Envirocon Technologies Investments, LLC Not disclosed Merger and Acquisition Consumer
12/21/2018 Green Bancorp, Inc. Not disclosed Merger and Acquisition Financial Services
12/18/2018 Mercantil Bank Holding Corporation $82 Initial Public Offering Financial Services
12/17/2018
Pending
Ameris Bancorp $751 Merger and Acquisition Financial Services
12/17/2018 Business First Bancshares, Inc. $25 Subordinated Debt Financial Services
12/13/2018 Nordic Traction Group Not disclosed Merger and Acquisition Industrial
Financial Sponsors Group
12/12/2018
Pending
Morris State Bancshares, Inc. $24 Merger and Acquisition Financial Services
12/06/2018
Pending
First Midwest Bancorp, Inc. $145 Merger and Acquisition Financial Services
12/03/2018 Contran Corporation $320 Merger and Acquisition Industrial
12/03/2018 Landmark Acquisition Corporation Not disclosed Merger and Acquisition Telecom & Media
12/01/2018 EDM Business Services Holdings Limited £80 Capital Solutions Telecom & Media
12/01/2018 Southern Counties Oil Co. Not disclosed Merger and Acquisitio