Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Investment Banking

Transactions

Each client, and each investment banking transaction, is unique. However, we bring a wealth of experience and depth of expertise to all assignments, delivering consistently insightful perspectives coupled with strong execution.

Filters

View:
  • Equity Capital Markets

    Follow-on Offering

    $94 Million

    Equity Capital Markets

    Cadre Holdings, Inc.

    Bookrunner

    Public Companies

    $94 Million

    06/09/2022

    Learn More
  • M&A Advisory

    Has Agreed To Acquire

    M&A Advisory

    American Bank

    Financial Advisor

    Private Companies

    Not Disclosed

    06/07/2022

    Learn More
  • Equity Capital Markets

    Preferred Stock

    $513 Million

    Equity Capital Markets

    PacWest Bancorp

    Co-Manager

    Public Companies

    $513 Million

    06/06/2022

    Learn More
  • M&A Advisory

    Has Been Acquired By

    M&A Advisory

    Surgical Technologies, Inc.

    Financial Advisor

    Private Companies

    Not Disclosed

    05/19/2022

    Learn More
  • M&A Advisory

    A Subsidiary Of

    Has Been Acquired By

    M&A Advisory

    Summit Materials, Inc.

    Financial Advisor

    Public Companies

    Not Disclosed

    05/16/2022

    Learn More
  • M&A Advisory

    Business Combination With

    To Form

    $1.3 Billion

    M&A Advisory

    Executive Network Partnering Corporation

    Financial Advisor and Fairness Opinion

    Public Companies

    $1.3 Billion

    05/16/2022

    Learn More
  • Equity Capital Markets

    Initial Public Offering

    $27 Million

    Equity Capital Markets

    Hanover Bancorp, Inc.

    Lead Left Bookrunner

    Public Companies

    $27 Million

    05/10/2022

    Learn More
  • Capital Solutions

    Restructuring advice and sale of business and assets to Morrisons

    Capital Solutions

    McColl’s Retail Group plc

    Financial Advisor

    Private Companies

    Not Disclosed

    05/09/2022

    Learn More
  • M&A Advisory

    Has Agreed To Merge With

    $271.5 Million

    M&A Advisory

    Progress Financial Corporation

    Financial Advisor

    Public Companies

    $271.5 Million

    05/04/2022

    Learn More
  • M&A Advisory

    Has Been Acquired By

    Caterpillar Inc. (NYSE: CAT)

    M&A Advisory

    Tangent Energy Solutions

    Financial Advisor

    Public Companies

    Not Disclosed

    05/02/2022

    Learn More
  • M&A Advisory

    Has Invested In

    M&A Advisory

    Sterling Investment Partners

    Buy-Side Advisor

    Financial Sponsors

    Not Disclosed

    04/26/2022

    Learn More
  • M&A Advisory

    Liberty Financial Services, Inc.

    The Parent Company Of

    Has Agreed To Merge With And Into

    215 Holding Co.

    The Parent Company Of

    M&A Advisory

    Liberty Financial Services, Inc.

    Financial Advisor and Fairness Opinion

    Private Companies

    Not Disclosed

    04/21/2022

    Learn More