Transactions | Stephens

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What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Investment Banking

Transactions

Each client, and each investment banking transaction, is unique. However, we bring a wealth of experience and depth of expertise to all assignments, delivering consistently insightful perspectives coupled with strong execution.

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  • Equity Capital Markets | Co-Manager

    $400 Million

    11/15/2022

    Life Sciences & Medical Devices

    Complete

  • M&A Advisory | Financial Advisor

    05/19/2022

    Life Sciences & Medical Devices

    Complete

  • M&A Advisory | Financial Advisor

    10/06/2021

    Life Sciences & Medical Devices

    Complete

    PDF
  • Debt Capital Markets | Co-Advisor

    08/16/2021

    Healthcare Services

    Complete

    PDF
  • Equity Capital Markets | Co-Manager

    $176 Million

    07/29/2021

    Life Sciences & Medical Devices

    Complete

    PDF
  • Equity Capital Markets | Co-Manager

    $96 Million

    06/24/2021

    Life Sciences & Medical Devices

    Complete

    PDF
  • Equity Capital Markets | Lead Manager

    $125 Million

    03/05/2021

    Life Sciences & Medical Devices

    Complete

  • Equity Capital Markets | Co-Manager

    $30 Million

    12/10/2020

    Life Sciences & Medical Devices

    Complete

  • Equity Capital Markets | Co-Manager

    $272 Million

    12/07/2020

    Life Sciences & Medical Devices

    Complete

    PDF
  • Equity Capital Markets | Co-Manager

    $75 Million

    12/02/2020

    Life Sciences & Medical Devices

    Complete

  • M&A Advisory | Financial Advisor

    $250 Million

    12/01/2020

    Life Sciences & Medical Devices

    Complete

  • Equity Capital Markets | Co-Manager

    $250 Million

    06/08/2020

    Life Sciences & Medical Devices

    Complete

  • Equity Capital Markets

    Follow-on Offering

    $400 Million

    Equity Capital Markets

    Natera, Inc.

    Co-Manager

    Public Companies

    $400 Million

    11/15/2022

    Learn More
  • M&A Advisory

    Has Been Acquired By

    M&A Advisory

    Surgical Technologies, Inc.

    Financial Advisor

    Private Companies

    Not Disclosed

    05/19/2022

    Learn More
  • M&A Advisory

    And Management Have Invested In

    M&A Advisory

    Intermediate Capital Group

    Financial Advisor

    Private Companies

    Not Disclosed

    10/06/2021

    Learn More
  • Debt Capital Markets

    Senior Secured Credit Facilities

    &

    Has Been Acquired By

    Debt Capital Markets

    Emerald Textiles

    Co-Advisor

    Financial Sponsors

    Not Disclosed

    08/16/2021

    Learn More
  • Equity Capital Markets

    U.S. Initial Public Offering

    $176 Million

    Equity Capital Markets

    MaxCyte, Inc.

    Co-Manager

    Public Companies

    $176 Million

    07/29/2021

    Learn More
  • Equity Capital Markets

    A Portfolio Company Of

    Initial Public Offering

    $96 Million

    Equity Capital Markets

    Alpha Teknova, Inc.

    Co-Manager

    Public Companies

    $96 Million

    06/24/2021

    Learn More
  • Equity Capital Markets

    Convertible Senior Notes Offering

    $125 Million

    Equity Capital Markets

    Cutera, Inc.

    Lead Manager

    Public Companies

    $125 Million

    03/05/2021

    Learn More
  • Equity Capital Markets

    Follow-on Offering

    $30 Million

    Equity Capital Markets

    Avid Bioservices

    Co-Manager

    Public Companies

    $30 Million

    12/10/2020

    Learn More
  • Equity Capital Markets

    Follow-On Offering

    $272 Million

    Equity Capital Markets

    Repligen Corporation

    Co-Manager

    Public Companies

    $272 Million

    12/07/2020

    Learn More
  • Equity Capital Markets

    Follow-on Offering

    $75 Million

    Equity Capital Markets

    Codexis, Inc.

    Co-Manager

    Public Companies

    $75 Million

    12/02/2020

    Learn More
  • M&A Advisory

    A Portfolio Company Of

    Has Been Acquired By

    $250 Million

    M&A Advisory

    A&E Medical Corporation

    Financial Advisor

    Public Companies

    Financial Sponsors

    $250 Million

    12/01/2020

    Learn More
  • Equity Capital Markets

    Convertible Senior Notes Offering

    $250 Million

    Equity Capital Markets

    Glaukos Corp

    Co-Manager

    Public Companies

    $250 Million

    06/08/2020

    Learn More

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