Investment Disclosures

You may be, or may be acting on behalf of, a pension plan governed by ERISA.  Section 408(b)(2) of the Employee Retirement Income Security Act of 1974, as amended (ERISA), requires most parties that provide services to employee benefit plans to disclose certain information to a responsible plan fiduciary.  Generally, the service provider must disclose the services that it provides to the Plan and the compensation that it expects to receive in connection with the services. Stephens Inc.’s individual disclosures can be found at the links below:

The information in the disclosures is only relative to the services Stephens Inc. provides to your Plan. You may receive disclosures from other service providers who receive compensation from the Plan describing their services and fees.

If you have any questions, or need additional information, please do not hesitate to contact your Financial Consultant.

Please review this website periodically for any updated disclosures.

For Retail Investors: Form CRS

(800) 643-9691 | Member NYSE, SIPC

© 2021 Stephens Inc. All rights reserved.