Private Wealth Management

Steve Whatley

Vice President

Direct: (501) 609-4116

Philosophy & Approach

A relationship with Steve begins with a conversation about the client’s investment goals and aspirations. “I want to understand their life situation and risk tolerance for investing and what gives them peace of mind.  Only then can we begin to build an investment plan and make recommendations based on that client’s specific needs,” explains Steve. “The relationship begins to take shape over time as we monitor our plan and adapt as necessary to stay on course with our client’s goals. Our ability to thoughtfully respond to market and life events makes us a valued partner to our clients.”

Since 2007, Tricia Rosson has been Steve’s sales assistant. Tricia has been registered for 10 years, and she has 13 years of experience in the industry. She enjoys helping clients with questions that may arise on any given day. 

Experience & Education

Steve has been in the financial services industry for over 25 years. Prior to joining Stephens in 1999, Steve was a financial advisor for five years at A. G. Edwards & Sons, Inc. before it was ultimately acquired by Wells Fargo Advisors, Inc.

Steve attended Louisiana State University and the University of Arkansas. He is also a 2006 graduate of Stephens University at Wake Forest University.

Personal

Steve and his wife, Sheila, have three adult children and six grandchildren. Steve enjoys spending time with his family, particularly his grandchildren, and hiking, playing golf, and reading.


You may obtain information regarding the background of our Financial Consultants by viewing their bio and by searching for them on the Financial Industry Regulatory Authority’s Broker Check website: www.finra.org/brokercheck

For Retail Investors: Form CRS

(800) 643-9691 | Member NYSE, SIPC

© 2020 Stephens Inc. All rights reserved.