Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Our People

James C. Aughenbaugh II, CPM®

Branch Manager, Senior Vice President

(214) 258-2741 Send a message
James C. Aughenbaugh II, CPM®

Philosophy & Approach

James joined Stephens in 2013 and has more than 25 years of experience advising clients in all aspects of their wealth management needs.

Kerry McGauran, a registered client associate, supports James.

Experience & Education

Prior to joining Stephens, James was a Senior Vice President and Senior Portfolio Manager at Smith Barney Inc. and its successor, Morgan Stanley, and a First Vice President at Raymond James & Associates, Inc. He holds a Bachelor of Science in Finance and Management with a minor in Economics from Trinity University in San Antonio. Additionally, he completed Stephens University, an advanced wealth management program offered through Wake Forest University.

He is also a Certified Portfolio Manager (CPM®). The designation from the Academy of Certified Portfolio Managers (ACPM), offered through Columbia University, provides a deeper understanding of fundamental security analysis, asset allocation, and portfolio management concepts. The core finance concepts include: quantitative methods, financial statement analysis, corporate finance, fixed income analysis, equity analysis, derivatives, and portfolio management.

Personal

James gives back to his church as a volunteer on the finance committee and has previously served on the investment committee for the Carroll Education Foundation. James and his wife live in Southlake, Texas.

James is a member of the Financial Planning Association and has been featured in The Dallas Morning News, Texas Monthly and The Wall Street Journal.

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