Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Our People

Steve Carroll

Vice President

(479) 718-7435 Send a message
Steve Carroll

Philosophy & Approach

With over 40 years of industry experience, Steve joined Stephens in 2002. Steve says, “I take great pride in the relationships I develop with clients. I make it my top priority to understand each facet of a client’s life and their idea of financial success. Then, I am able to make recommendations that reflect their financial aspirations.

Steve is supported by Rebecca Newcome, a registered client associate, with more than 15 years of administrative experience.

Experience & Education

After attending the University of Arkansas at Little Rock, Steve began his career in 1977. Prior to joining Stephens, Steve was a financial advisor and Vice President with A. G. Edwards & Sons, Inc., later to become a part of Wells Fargo Advisors, Inc. Steve is a graduate of Stephens University, an advanced wealth management program offered through Wake Forest University.

Personal

Steve lives in Fayetteville but also enjoys spending time in Hot Springs, Arkansas.

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