At a Glance

the stephens building

Stephens is a privately held financial services firm with a strong focus on investment banking, research, wealth management, public finance and insurance brokerage. In addition, through Stephens Capital Partners, the firm owns a portfolio of nearly 50 companies. As an independent firm, Stephens is free to focus on building longterm relationships and long-term results, emphasizing enduring values and respect for accumulated capital.

Key Facts:

Investment Banking Transactions: $120 billion since 2003

Portfolio Companies: 50 (no outside investors)

Companies Covered by Research: 400+

Employees: 1200+

Locations: 28 U.S. cities, London, UK and Frankfurt, DE


Business Lines:

Investment Banking


Public Finance

Institutional Sales & Trading

Private Wealth Management

Capital Management


Private Equity



Stephens Inc. is a member of the following exchanges and associations:

New York Stock Exchange, Inc.

NASDAQ Stock Market

Financial Industry Regulatory Authority

Options Clearing Corporation

Bond Dealers of America

The Depository Trust & Clearing Corporation

Securities Investor Protection Corporation

National Futures Association

Investment Company Institute

Securities Industry and Financial Markets Association

Municipal Securities Rulemaking Board


Media Contact

Chenoa Taitt

(800) 643-9691 | Member NYSE, SIPC

© 2018 Stephens Inc. All rights reserved.