Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Our Businesses

Capital Management

We provide fiduciary investment strategies to public-and private-sector institutional clients through asset allocation, consulting, and retirement services.

Fixed Income Sales & Trading

Decades of proven performance and experience in providing tailored fixed income trading and underwriting services to major municipal and corporate issuers.

Institutional Equities and Research

Proven industry-leading research, global market insights, and client-focused execution.

Insurance

Customized risk management, property & casualty, executive strategies and employee benefits solutions that protect our clients over the long term.

Investment Banking

We assist companies with accessing capital through innovative advisory and execution services that help firms achieve their strategic goals.

Private Capital

We have been a trusted and reliable source of capital for private companies for over 70 years.

Private Wealth Management

Our experienced Private Client Group professionals develop customized investment strategies to help clients achieve their financial goals.

Public Finance

We are a trusted municipal advisor with proven expertise in public financings. We also work with clients in negotiated and competitive municipal underwritings.

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Investment Banking

Stephens Adds to US Depository Group

Jul 1, 2019

Hires Frank S. Sorrentino IV as part of Mid-Atlantic and Northeast Initiative

(LITTLE ROCK, AR: July 1, 2019) – Stephens Inc., an independent financial services firm, today announced the hiring of Frank S. Sorrentino IV, CFA as Managing Director within Investment Banking. Mr. Sorrentino will focus on community and regional banks in the Northeastern and Mid-Atlantic United States. He will be based in New York.

“The addition of Frank reflects our continued commitment to provide focused coverage and high-quality advisory services to community and regional banking markets across the U.S.,” said Brad Eichler, Executive Vice President and Head of Investment Banking at Stephens, “Frank has spent the majority of his career working with banks in the upper East Coast states. His wealth of industry and regional experience will play a significant role in serving our clients.”

Mr. Sorrentino joins Stephens from Keefe, Bruyette & Woods, a Stifel Company, where he was responsible for origination and execution of depository M&A and capital offerings, with a particular focus on Mid-Atlantic and Northeast-based depository businesses. During his four year tenure, he advised on transactions in excess of several billion dollars. Mr. Sorrentino began his career in 2008 at FinPro, a boutique investment bank and consultant focused on community banks. He holds a Bachelor of Science in Business and Technology from Stevens Institute of Technology and is a Chartered Financial Analyst and a member of the New York Society of Security Analysts.

Since 2015, the US Depository Group of Stephens has advised bank clients on more than 117 M&A and capital markets transactions totaling more than $17.4 billion in aggregate deal value.

About Stephens Inc.
Stephens Inc. is a full service, independent financial services firm headquartered in Little Rock, Arkansas. Since its inception in 1933, privately held Stephens Inc. has served a broad client base which includes corporations, state and local governments, financial institutions, institutional investors and individual investors throughout the United States and overseas. For more information, visit www.stephens.com. Member NYSE, SIPC.

Media Contacts:
Chenoa Taitt, Stephens Inc.
212-891-1742/[email protected]

Laura Stephens, Stephens Inc.
212-891-1717/[email protected]

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