Vincent Caintic | American Banker | Stephens

Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Our Businesses

Capital Management

We provide fiduciary investment strategies to public-and private-sector institutional clients through asset allocation, consulting, and retirement services.

Fixed Income Sales & Trading

Decades of proven performance and experience in providing tailored fixed income trading and underwriting services to major municipal and corporate issuers.

Institutional Equities and Research

Proven industry-leading research, global market insights, and client-focused execution.

Insurance

Customized risk management, property & casualty, executive strategies and employee benefits solutions that protect our clients over the long term.

Investment Banking

We assist companies with accessing capital through innovative advisory and execution services that help firms achieve their strategic goals.

Private Capital

We have been a trusted and reliable source of capital for private companies for over 70 years.

Private Wealth Management

Our experienced Private Client Group professionals develop customized investment strategies to help clients achieve their financial goals.

Public Finance

We are a trusted municipal advisor with proven expertise in public financings. We also work with clients in negotiated and competitive municipal underwritings.

Back to News
Institutional Equities and Research

Upstart says its funding is ‘constrained’ as credit concerns swirl

Jul 8, 2022

The online consumer lender Upstart Holdings is experiencing funding difficulties, with investors souring on purchases of the company’s personal loans as fears of a recession grow and its credit quality deteriorates.

“The concerns among credit investors is that the underwriting is still not under control and that consumer credit is going to get worse,” said Vincent Caintic, an analyst at Stephens.

Investor demand for Upstart’s loans has “come down significantly,” and buyers appear to be requiring a higher rate of return for the loans than they did before, he added.

See All News
Corporate

Stephens Announces 2024 Officer Promotions

Institutional Equities and Research

Cigna Doubles Down On Growing Evernorth Health Services | Modern Healthcare

Investment Banking

Why UK Family Offices Are Showing Greater Appetite For Oil and Gas