Form ADVs and Privacy Notices | Stephens

Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.


Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Private Wealth Management

Form ADVs and Privacy Notices

Stephens Inc. ADV
Stephens PCG ADV

Sub Advisor ADVs and Privacy Notices

12th Street Asset Management, LLC

Alliance Bernstein L.P.

Allianz Global Investors Managed Accounts, LLC

Anchor Capital Management Group Inc

Atalanta Sosnoff Management LLC

Belle Haven Investments

Capital Research and Management Company

Caprin Asset Management, LLC

Causeway Capital Management LLC

Chartwell Investment Partners, LLC

Cincinnati Asset Management, Inc.

Clearbridge Investments, LLC

Clinton Investment Management, LLC

Columbia Management Investment Advisers, LLC

Congress Asset Management Company, LLP

Crossmark Global Investments, Inc.

Cullinan Associates

Davenport & Company LLC

Dearborn Partners, LLC

Equity Investment Corporation

Federated Investment Counseling

First Eagle Investment Management, LLC

Franklin Templeton Private Portfolio Advisors, Inc.

Genter Capital Management

Granite Investment Partners, LLC

GW&K Investment Management

Harding Loevner LP

Jennison Associations LLC

Kayne Anderson Rudnick

Kovitz Investment Group Partners, LLC

Lazard Asset Management, LLC

Logan Capital Management, Inc.

Loomis, Sayles & Company, L.P.

MacKay Shields LLC

Manulife Asset Management (US), LLC

Miller-Howard Investments, Inc.

Montag & Caldwell, LLC

Nuveen Asset Management, LLC

Polen Capital Management, LLC

Renaissance Investment Management

Riverbridge Partners, LLC

Saratoga Research & Investment Management

Schafer Cullen Capital Management, Inc.

Stephens Equity Focused Strategy Discretionary Program

Stephens Investment Management Group

Sterling Capital Management LLC

Tandem Investment Advisors, Inc.

Uniplan Investment Counsel, Inc.

WestEnd Advisors, LLC

Westwood Management Corp