We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.
We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.
The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.
Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.
We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.
Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.
We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.
Senior Vice President
With more than 45 years as a trusted consultant, Mike helps clients define, establish, and achieve their financial goals. Mike works in partnership with his son, Michael, who is based in Stephens office in Houston, Texas. Their own family relationship gives them unique insight into client needs as well as equips them to address the diverse investment concerns and aspirations of clients of all ages. “Throughout my career, my focus has always been on strategic long-term planning. Michael and I share something important with many of our clients, who also work with and plan for the future with their children. Our mission is to present meaningful financial guidance that will not only help clients reach immediate goals but will help their wealth last for generations,” says Mike.
Mike joined Stephens Private Client Group in 2014. He began his investment career in 1975 with Merrill Lynch, Pierce, Fenner & Smith, Inc. Several years later, he moved to Howard, Weil, Labouisse, Friedrichs Inc. and its ultimate successor, Morgan Stanley. Mike received a Bachelor of Science from Louisiana Tech University in Ruston.
Mike and his wife, Jenny, live in Shreveport.