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We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.
We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.
The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.
Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.
We are committed to bettering the communities where we live and operate. We do this by supporting corporate philanthropy, economic and financial literacy advocacy, and professional success.
Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.
Stephens is the official investment banking partner of Williams Racing, one of the most winning teams in F1 history. We share that tradition of success.
We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.
Tom has been in the industry for over 15 years and a financial consultant with Stephens since 2012. Tom works to help clients realize their financial aspirations through plans that enable them to invest with purpose. Tom says, “I bring a practical and proven approach to investing my clients’ assets and meeting their varied needs. My singular goal is to put them on a path to solid financial future.”
Tom began his investment career with Asset Preservations Advisors, a registered investment advisor, specializing in fixed income. Prior to joining Stephens, Tom was a financial advisor with Legg Mason Wood Walker Inc., and its successor Morgan Stanley. During his tenure there, he was also a Director of Executive Financial Services.
Tom is a 1992 graduate of the University of Virginia, where he received a Bachelor of Arts. He furthered his studies at Stephens University, an advanced wealth management program, offered through Wake Forest University.
He has been a CERTIFIED FINANCIAL PLANNER™ professional since 2000, a certification awarded by the CFP Board. This certification encompasses areas such as financial planning, tax planning, estate planning, income and retirement planning, and investment management.
Tom and his wife, Kathryn, live in Nashville with their two children, Anna and Thomas.