Senior Vice President, CPC; Compliance; ERISA Technical Support
Mr. Frost is a Senior Vice President of Stephens Inc. Mr. Frost provides compliance and technical support for Stephens retirement accounts. In this capacity, Mr. Frost is responsible for managing the day-to-day operations for Stephens Capital Management retirement accounts as well as new business development, product research and ERISA compliance for Stephens retirement accounts. Prior to joining Stephens Inc. in October 1999, Mr. Frost provided consulting and administration services to retirement plan sponsors.
A FINRA Registered Representative (Series 7 & 63), and a Registered Investment Advisor Representative (Series 65), Mr. Frost also is licensed through the Arkansas State Insurance Department. He also is a General Securities Sales Supervisor (Series 9 & 10).
Mr. Frost graduated with a Bachelor of Science degree in Accounting from University of Arkansas at Little Rock in 1977. Since that time, he has specialized in pension design and consulting. In 1983, Mr. Frost was awarded the Certified Pension Consultant designation by the American Society of Pension Professionals Actuaries (ASPPA). The continuing education requirements of ASPPA are met through participation in various local, regional and national conferences.