We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.
We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.
The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.
Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.
We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.
Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.
We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.
Mr. Middleton graduated in 1984 from the University of Arkansas at Fayetteville with a bachelor's degree in Finance and Banking. He began his career in 1985 at Merrill Lynch as a Financial Consultant. In May 1990, he joined Stephens Capital Management, a division of Stephens Inc. Mr. Middleton is an Executive Vice President of Stephens Inc. He currently serves in an advisory capacity to pensions, trusts, endowments, foundations and municipal special purpose funds.
He is a FINRA Registered Representative (Series 7 & 63) and a Registered Investment Advisor Representative (Series 65). In addition, he has also completed the National Commodity Futures Exam (Series 31).
