Stephens

Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Wealth & Assets

Captive Insurance Companies

Apr 25, 2022

Calling All Captive Insurance Companies Is Your Investment Portfolio Positioned For Rising Interest Rates And Inflation?

Stephens works with captive insurance companies to craft risk managed portfolios that meet their company’s specific business objectives.

Whether its capital preservation in the formative years or growth of your captive assets, Stephens has a multi-asset allocation strategy to fit your captive.

Stephens has advised captive insurance companies and their boards in the management of their investment portfolios for many years. We can help with the development of your investment policy statement to ensure compliance with insurance regulations in the domiciles of your captive. We work in partnership with your boards, and your captive manager to maintain compliance and regulatory filings.

Our investment portfolios are structured to:
  1. Provide liquidity for current expenses
  2. Provide a foundation for healthy reserves to assure future claims paying ability
  3. Provide financial stability and a vehicle to build future value

No matter where your captive is in its life cycle (surplus build, development, or mature) or where the balance of risk may lie (insurance vs. investment vs. regulatory), Stephens is there to assist as a trusted partner/advisor.

If you would like to discuss how Stephens can assist your captive insurance company with its investment strategies, please contact:
Doug Seelicke, Managing Director
[email protected]
501-377-8088
Little Rock, Arkansas

About the Expert

Doug Seelicke, QPFC

Managing Director, Capital Management

Read full bio
  1. This brochure has been prepared solely for general educational and informative purposes and is not a solicitation, a recommendation or an offer, to buy or sell any security. It does not purport to be a complete description of the assets, properties, securities, markets or developments referred to in the brochure. Nothing in this brochure should be viewed as an investment, accounting, tax, regulatory or legal advice.
  2. “Stephens” (the company brand name) is a leading family-owned investment firm comprising Stephens Inc. (offers securities products; member NYSE SIPC), Stephens Investment Management Group, LLC, Stephens Insurance, LLC, Stephens Capital Partners LLC, and Stephens Europe Limited. Stephens Inc.
  3. Stephens Inc. is headquartered in Little Rock, Arkansas. Founded in 1933, Stephens Inc. provides securities brokerage, investment banking and other financial services to a broad client base which includes corporations, state and local governments, financial institutions, institutional investors and individual investors throughout the United States and overseas. Stephens Inc. (Home Office: 111 Center Street, Little Rock, AR USA, 501-377-2000) is regulated by the Securities and Exchange Commission and the Financial Industry Regulatory Authority. Member SIPC/NYSE. For more information, visit www.stephens.com © 2022 Stephens Inc. All rights reserved.