We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.
We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.
The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.
Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.
We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.
Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.
We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.
Douglas Seelicke, J.D. is a Managing Director of Stephens Inc. He joined Stephens Capital Management in January 2021 and is a member of the Stephens Spectrum Program Investment Committee as well as the SCM Alternative Investment Review Committee. Mr. Seelicke is dedicated to providing investment consulting and wealth management services to individuals and families, trusts and estates, not-for-profit organizations, and private/public company pensions and retirement/profit sharing plans.
He joined Stephens Inc. in 2004 and has served as an Equity Institutional Salesman covering the Midwest and West Coast regions. Before coming to Stephens, Mr. Seelicke served as an Institutional Equity Salesman with Wachovia Securities in Chicago, IL. Previous to his finance career, he worked as an attorney in San Diego, CA focusing on corporate and employment law. Mr. Seelicke is a FINRA Registered Representative (Series 7 & 63) and a Registered Investment Advisor Representative (Series 65). He is also a Certified Qualified Plan Financial Consultant (QPFC). The certification from the National Association of Plan Advisors signifies that Mr. Seelicke has demonstrated a general proficiency of plan administration, compliance, investment, fiduciary, and ethics issues.
