We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.
We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.
The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.
Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.
We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.
Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.
We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.
Dominic Wallis is a Managing Director in Stephens’ London office. Prior to joining Stephens in April 2014 he was at Hawkpoint Partners, where he was a Director, Rothschild and Barings. He has over 17 years of investment banking experience, advising corporates and private equity investors on disposals, acquisitions, public offers, management buyouts, capital raisings and IPOs, as well as providing general strategic advice. He has advised across a range of sub-sectors, including: B2B information and data; children’s IP; classified advertising; consumer, educational and professional publishing; directories; exhibitions and tradeshows; legal and accounting services; marketing services; outdoor advertising; recorded music and music publishing; sports and film rights; television (channels and broadcasting); training (vocational and corporate); and video games, for clients including the BBC, Berlitz, Celtel, Channel 4, CrossKnowledge, DMGT, EMI, the FA Premier League, Guardian Media Group, hibu, ITG, Macmillan, Primesight, RTÉ, Sparrowhawk Media, Take-Two Interactive, Telegraph Media Group and Top Right Group. He qualified as a barrister and has a BA in Law from Oxford University.