Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Investment Banking

Financial Institutions

Stephens is a proven partner to banks and other financial institutions, in helping them to realize their business objectives. As an expert in the financial services sector, we have a breadth of resources across the firm that allow us to serve these clients.

The Financial Institutions Group creates innovative solutions for a wide range of lenders, investors, insurers, and many other firms. Whether it is interest rates or liquidity requirements, our experts grasp nuances within each subsector that are essential to the client’s investment banking needs.

Diversified Financials

Our bankers have been serving wealth and asset managers, broker-dealers, insurance carriers and more for decades.

Depository

Banks and thrifts, commercial finance companies, mortgage lenders, and other institutions all trust our advice.

Specialty Finance

We have strong relationships with public and private financing sources, and wide reach across North America and the UK.

Featured Transactions

  • M&A Advisory

    Has Agreed To Acquire

    M&A Advisory

    American Bank

    Financial Advisor

    Depository

    Private Companies

    Not Disclosed

    06/07/2022

    Learn More
  • Equity Capital Markets

    Preferred Stock

    $513 Million

    Equity Capital Markets

    PacWest Bancorp

    Co-Manager

    Depository

    Public Companies

    $513 Million

    06/06/2022

    Learn More
  • Equity Capital Markets

    Initial Public Offering

    $27 Million

    Equity Capital Markets

    Hanover Bancorp, Inc.

    Lead Left Bookrunner

    Depository

    Public Companies

    $27 Million

    05/10/2022

    Learn More
  • M&A Advisory

    Has Agreed To Merge With

    $271.5 Million

    M&A Advisory

    Progress Financial Corporation

    Financial Advisor

    Depository

    Public Companies

    $271.5 Million

    05/04/2022

    Learn More
  • M&A Advisory

    Liberty Financial Services, Inc.

    The Parent Company Of

    Has Agreed To Merge With And Into

    215 Holding Co.

    The Parent Company Of

    M&A Advisory

    Liberty Financial Services, Inc.

    Financial Advisor and Fairness Opinion

    Depository

    Private Companies

    Not Disclosed

    04/21/2022

    Learn More
  • Debt Capital Markets

    Subordinated Notes

    $82.3 Million

    Debt Capital Markets

    Third Coast Bancshares, Inc.

    Co-Placement Agent

    Depository

    Public Companies

    $82.3 Million

    04/01/2022

    Learn More
  • Debt Capital Markets

    Subordinated Notes

    $200 Million

    Debt Capital Markets

    Sandy Springs Bancorp

    Co-Manager

    Depository

    Public Companies

    $200 Million

    03/18/2022

    Learn More
  • Debt Capital Markets

    Subordinated Notes

    $50 Million

    Debt Capital Markets

    AmeriBancShares

    Co-Manager

    Depository

    Public Companies

    $50 Million

    03/18/2022

    Learn More

Senior Bankers