Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Our People

Frank Sorrentino

Managing Director

(212) 891-1767 Send a message
Financial Institutions Group
Frank Sorrentino

Frank Sorrentino joined Stephens in mid-2019 as a member of the firm's Financial Institutions Group in New York and is responsible for investment banking coverage of banks and thrifts in the Northeast region of the United States. Prior to joining Stephens, Mr. Sorrentino spent four years at Keefe, Bruyette & Woods in the investment banking division and spent nearly seven years before that at FinPro, Inc., a community bank consultant and M&A advisory firm. Throughout his career Mr. Sorrentino has been part of over 40 M&A and capital raising transactions with an aggregate value of over $5 billion.

Mr. Sorrentino received a Bachelor of Science in Business & Technology from Stevens Institute of Technology. He is also a CFA charterholder and member of the New York Society of Security Analysts.

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