We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.
We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.
The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.
Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.
We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.
Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.
Stephens is the official investment banking partner of Williams Racing, one of the most winning teams in F1 history. We share that tradition of success.
We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.
Managing Director
Frank Sorrentino joined Stephens in mid-2019 as a member of the firm's Financial Institutions Group in New York and is responsible for investment banking coverage of banks and thrifts in the Northeast region of the United States. Prior to joining Stephens, Mr. Sorrentino spent four years at Keefe, Bruyette & Woods in the investment banking division and spent nearly seven years before that at FinPro, Inc., a community bank consultant and M&A advisory firm. Throughout his career Mr. Sorrentino has been part of over 40 M&A and capital raising transactions with an aggregate value of over $5 billion.
Mr. Sorrentino received a Bachelor of Science in Business & Technology from Stevens Institute of Technology. He is also a CFA charterholder and member of the New York Society of Security Analysts.