Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Energy & Clean Energy Transition

Clean Technology & Infrastructure

We provide expert advisory and execution services for the M&A and capital markets needs of firms active in Clean Technology and Infrastructure. Our team has a deep understanding of the factors affecting renewables and decarbonization.

Our senior bankers possess exceptional knowledge of the evolving regulatory framework, market expectations and execution, and trends and sentiment driving electrification and waste-to-value initiatives. This enables us to work with early-stage companies as well as strategic and financial buyers seeking opportunities in the space.

Featured Transactions

  • M&A Advisory

    Private Placement

    $55 Million

    M&A Advisory

    Encina

    Placement Agent

    Energy & Clean Energy Transition

    $55 Million

    03/14/2022

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  • M&A Advisory

    Private Placement

    $144 Million

    M&A Advisory

    Ambri Inc.

    Financial Advisor

    Clean Technology & Infrastructure

    $144 Million

    08/09/2021

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  • Equity Capital Markets

    Follow-on Offering

    $14 Million

    Equity Capital Markets

    LiqTech International, Inc.

    Lead Left Book-Running Manager

    Clean Technology & Infrastructure

    Public Companies

    $14 Million

    05/22/2019

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  • M&A Advisory

    Has Received $185 Million in Indiana Finance Authority Exempt Facility Revenue Bonds, Series 2019 & $75 Million in Capital Invested

    $260 Million

    M&A Advisory

    RES Polyflow LLC

    Financial Advisor

    Clean Technology & Infrastructure

    $260 Million

    04/10/2019

    Learn More

Senior Bankers