Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Our People

Nate Mittag

Managing Director

(212) 891-1714 Send a message
Financial Institutions Group
Nate Mittag

Nate Mittag is a Managing Director in the Financial Institutions Group at Stephens where he advises financial service companies on strategic matters, including mergers and acquisitions as well as capital markets transactions. Prior to joining Stephens in 2021, Mr. Mittag was a Director in the Financial Services Group at Piper Sandler (previously Sandler O’Neill) primarily advising depository institutions in the Northeast, Midwest and Southeast. Prior to joining Sandler O’Neill in 2014, Mr. Mittag was a Vice President for Keefe, Bruyette & Woods in their investment banking group working with depositories across the United States on strategic advisory assignments including M&A and capital raising. During his career, Mr. Mittag has advised on over 60 mergers and capital raise transactions.

Mr. Mittag graduated cum laude from Bucknell University in 2007 with a bachelor’s degree in economics. He played varsity baseball at Bucknell and played professionally overseas.

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