Investment Banking

Stephens Investment Banking Transactions and Advisory

Each client, and each investment banking transaction, is unique. However, we bring a wealth of experience and depth of expertise to all assignments, delivering consistently insightful perspectives coupled with strong execution.

Current Transactions: Click here to see anouncements of current investment banking transactions.

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$306 Million

A Portfolio Company Of

Bregal Sagemount

Secondary Offering

Co-Manager

$800 Million

A Portfolio Company Of

Secondary Offering

Co-Manager

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$78 Million

A Portfolio Company Of

Has Been Acquired by

Advisor

$266 Million

A Portfolio Company Of

Secondary Offering

Co-Manager

$250 Million

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

A Portfolio Company Of

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$831 Million

A Portfolio Company Of

Secondary Offering

Co-Manager

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$71 Million

A Portfolio Company Of

Secondary Offering

Co-Manager

Not disclosed

Has Acquired

A Portfolio Company Of

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

A Subsidiary Of

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

Has Received Investment From

Advisor

$50 Million

Senior Secured Credit Facility

Advisor

Not disclosed

Has Been Acquired by

A Portfolio Company Of

Advisor

$80 Million

Senior Secured Term Loan & Delayed Draw Facility

Comvest Credit Partners and Crystal Financial, LLC

Advisor

Not disclosed

Nordic Traction Group

A Portfolio Company Of

Accent Equity Partners

Has Been Acquired by

AB Max Sievert

Advisor

Not disclosed

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

A Portfolio Company Of

Advisor

$46 Million

A Portfolio Company Of

Has Been Acquired by

Indra

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

RV Retailer, LLC

Has Received Investment From

Advisor

$784 Million

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

Business Combination of Portfolio Companies

Valuation Analysis

Not disclosed

Infopro Digital

A Portfolio Company Of

Towerbrook

Has Acquired

Docu Group

Advisor

$1.1 Billion

An Affiliated Portfolio Company Of

Has Agreed To Be Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

HENSOLDT

A Portfolio Company Of

KKR

Has Acquired

Kelvin Hughes

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

A Portfolio Company Of

Advisor

$40 Million

A Portfolio Company Of

Initial Public Offering

Bookrunner

Not disclosed

Has Been Acquired by

Advisor

$165 Million

A Portfolio Company Of

Secondary Offering

Co-Manager

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$89 Million

A Portfolio Company Of

Senior Secured Unitranche Facility

Sole Placement Agent

Not disclosed

Has Been Acquired by An Affiliate Of

Advisor

Not disclosed

lnfracapital Partners ll LP

A Subsidiary Of

Prudential plc

Has Agreed To Acquire

Gruppo lnvestimenti Portuali SPA

Advisor

$150 Million

Senior Secured Credit Facility

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$116 Million

Initial Public Offering

Co-Manager

$633 Million

Initial Public Offering

Co-Manager

Not disclosed

Has Received Investment From

Metropoulos & Co.

Advisor

$345 Million

Private Placement

Joint Lead Arranger

Not disclosed

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Golden Gate Capital

Has Been Acquired by

Advisor

Not disclosed

lT Lab

Has Been Acquired by

ECl Partners

Advisor

Not disclosed

Has Acquired

Advisor

Not disclosed

Has Been Acquired by

Advisor

$409 Million

Has Acquired

Advisor

$624 Million

A Portfolio Company Of

Has Acquired Certain Assets Of

Advisor

$350 Million

Private Placement

Advisor

Not disclosed

Has Been Acquired by

Advisor

$177 Million

A Portfolio Company Of

Follow-On Offering

Lead Manager

Not disclosed

Garrets (Holdings) Limited

A Portfolio Company Of

Kester Capital LLP

Has Divested

Wrist Ship Supply

Advisor

Not disclosed

Equity Private Placement

Advisor

$115 Million

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by An Affiliate Of

Advisor

Not disclosed

Has Been Acquired by

A Private Investment Firm

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$507 Million

Initial Public Offering

Co-Manager

$340 Million

Initial Public Offering

Co-Manager

$169 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

Not disclosed

Candlewick Asset Management

A Subsidiary Of

Goldman Sachs

Has Divested

Romanes Media Group

Advisor

Not disclosed

A Portfolio Company Of

Growth Capital Investment

Advisor

$372 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

$155 Million

A Portfolio Company Of

Follow-On Offering

Co-Manager

$598 Million

Follow-On Offering

Co-Manager

Not disclosed

Has Been Acquired by

Advisor

$630 Million

Has Acquired

Advisor

Not disclosed

Has Been Acquired by

A Portfolio Company Of

Advisor

Not disclosed

Private Placement

Advisor

Not disclosed

Has Been Acquired by

Advisor

$104 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

$122 Million

A Portfolio Company Of

Follow-On Offering

Co-Manager

$360 Million

A Subsidiary Of

Basin Holdings US LLC

Has Been Acquired by

Advisor

$400 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

$265 Million

Has Acquired

Advisor

Not disclosed

A Portfolio Company Of

Has Acquired

Advisor

$157 Million

A Portfolio Company Of

Follow-On Offering

Co-Manager

$295 Million

Follow-On Offering

Co-Manager

$121 Million

Initial Public Offering

Co-Manager

Not disclosed

Has Received Investment From

Advisor

$578 Million

A Portfolio Company Of

Follow-On Offering

Co-Manager

$215 Million

Has Acquired

Advisor

Not disclosed

A Portfolio Company Of

Has Acquired Certain Assets Of

Advisor

$155 Million

Has Been Acquired by

Advisor

$472 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

$86 Million

Initial Public Offering

Co-Manager

$935 Million

Initial Public Offering

Co-Manager

$1.1 Billion

Initial Public Offering

Co-Manager

$112 Million

A Portfolio Company Of

Follow-On Offering

Co-Manager

$64 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

$592 Million

A Portfolio Company Of

Follow-On Offering

Co-Manager

$101 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

$130 Million

A Subsidiary Of

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$124 Million

A Portfolio Company Of

Follow-On Offering

Co-Manager

$60 Million

Has Acquired

Advisor and Fairness Opinion

$294 Million

A Portfolio Company Of

Follow-On Offering

Lead Manager

$515 Million

A Portfolio Company Of

Follow-On Offering

Co-Manager

$189 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$216 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

$2 Billion

Initial Public Offering

Co-Manager

$704 Million

Initial Public Offering

Co-Manager

$448 Million

Initial Public Offering

Co-Manager

$176 Million

Follow-On Offering

Co-Manager

Not disclosed

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

Advisor

$523 Million

Follow-On Offering

Co-Manager

Not disclosed

A Subsidiary Of

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

Advisor

$73 Million

Follow-On Offering

Lead Bookrunner

Not disclosed

A Portfolio Company Of

Stephens Capital Partners

Has Been Acquired by

Advisor

$157 Million

Initial Public Offering

Co-Manager

$118 Million

Initial Public Offering

Co-Manager

Not disclosed

A Subsidiary Of

Has Been Acquired by

Advisor

$2.9 Billion

Initial Public Offering

Co-Manager

$411 Million

Initial Public Offering

Co-Manager

$535 Million

Has Been Acquired by

Advisor

$86 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

$290 Million

Initial Public Offering

Co-Manager

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

Has Acquired

Advisor

$113 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

$431 Million

Follow-On Offering

Co-Manager

$4.4 Billion

A Portfolio Company Of

Has Been Acquired by

Advisor

$363 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

Not disclosed

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$367 Million

Follow-On Offering

Co-Manager

$270 Million

Follow-On Offering

Co-Manager

$381 Million

Initial Public Offering

Co-Manager

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

Advisor

$75 Million

Initial Public Offering

Lead Bookrunner

$55 Million

Has Been Acquired by

Advisor and Fairness Opinion

$107 Million

Follow-On Offering

Co-Manager

Not disclosed

Has Received Investment From

General Atlantic; Stephens Capital Partners LLC

Advisor

$667 Million

Initial Public Offering

Co-Manager

$81 Million

Follow-On Offering

Co-Manager

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Broad Street Energy Partners, L.P. (Goldman, Sachs & Co.)

Advisor

$215 Million

Follow-On Offering

Co-Manager

$288 Million

Follow-On Offering

Co-Manager

$741 Million

Follow-On Offering

Lead Manager

Not disclosed

A Portfolio Company Of

Has Acquired

Advisor and Fairness Opinion

$129 Million

Follow-On Offering

Co-Manager

$380 Million

A Portfolio Company Of

Stephens Capital Partners The Stephens Group Founder

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Corinthian Capital

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

Advisor

$50 Million

Has Been Acquired by

Advisor

Not disclosed

Has Acquired

Advisor

$272 Million

Follow-On Offering

Co-Manager

$506 Million

Follow-On Offering

Co-Manager

$267 Million

Has Been Acquired by

Advisor and Fairness Opinion

$261 Million

Convertible

Co-Manager

$950 Million

Investor Group, including Stephens Investments Holdings

Has Performed Recapitalization Of

Advisor

$87 Million

Initial Public Offering

Co-Manager

$116 Million

A Portfolio Company Of

Has Acquired

Advisor

$207 Million

Follow-On Offering

Co-Manager

$34 Million

A Portfolio Company Of

Mercuria Capital Partners (ultimate owner); Eskdale Petroleum (corporate parent)

Has Been Acquired by

Undisclosed

Advisor

$180 Million

A Portfolio Company Of

Fenway Partners LLC

Has Acquired

Fairness Opinion

Not disclosed

Has Been Acquired by

Advisor

$165 Million

Initial Public Offering

Co-Manager

$477 Million

Initial Public Offering

Co-Manager

$72 Million

Initial Public Offering

Joint Bookrunner

Not disclosed

A Portfolio Company Of

Clarity, Halyard, ACON, GSSG, GE Capital; Lozano family

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

$368 Million

Follow-On Offering

Co-Manager

Not disclosed

A Portfolio Company Of

Has Been Acquired by

Advisor

Not disclosed

A Subsidiary Of

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

Advisor

$187 Million

Follow-On Offering

Co-Manager

Not disclosed

Has Been Acquired by

Advisor

$345 Million

A Portfolio Company Of

Initial Public Offering

Co-Manager

Not disclosed

A Portfolio Company Of

Platinum Equity, LLC

Has Been Acquired by

Advisor

$60 Million

Follow-On Offering

Co-Manager

$276 Million

Follow-On Offering

Lead Manager

$433 Million

Follow-On Offering

Co-Manager

$151 Million

Follow-On Offering

Bookrunner

Not disclosed

Has Been Acquired by

Advisor

$43 Million

A Subsidiary Of

Premier Farnell

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

Consumer Growth Partners & Consortium (Banyan Mezzanine Funds & Diamond State Ventures)

Advisor

Not disclosed

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

A Portfolio Company Of

Advisor

Not disclosed

Has Been Acquired by

Advisor

Not disclosed

Equity Private Placement

Advisor

Not disclosed

Has Been Acquired by

Advisor

Not disclosed

Has Been Acquired by

Advisor

Date	Client	Amount (mm)	Transaction Type	Sector
04/01/2021	Open Lending Corporation	$306	Secondary Offering	Financial Services Financial Sponsors Group
01/21/2021	The AZEK Company Inc.	$800	Secondary Offering	Industrial Financial Sponsors Group
01/07/2021	Premiere Precision Components	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
12/18/2020	Genesys Aerosystems	$78	Merger and Acquisition	Aerospace & Defense Financial Sponsors Group
12/09/2020	Open Lending Corporation	$266	Secondary Offering	Financial Services Financial Sponsors Group
12/01/2020	A&E Medical Corporation	$250	Merger and Acquisition	Healthcare & Life Sciences Financial Sponsors Group
10/30/2020	Applied Technology Associates	Not disclosed	Merger and Acquisition	Aerospace & Defense Financial Sponsors Group
10/09/2020	Cadence Petroleum Group	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
09/22/2020	Trachte USA	Not disclosed	Merger and Acquisition	Power & Industrial Technology Financial Sponsors Group
09/10/2020	The AZEK Company Inc.	$831	Secondary Offering	Industrial Financial Sponsors Group
12/20/2019	Linen King	Not disclosed	Merger and Acquisition	Healthcare & Life Sciences Financial Sponsors Group
09/17/2019	Construction Partners, Inc.	$71	Secondary Offering	Industrial Financial Sponsors Group
09/03/2019	Lightyear Capital LLC	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
04/03/2019	AVL Digital Group	Not disclosed	Merger and Acquisition	Telecom & Media Financial Sponsors Group
04/01/2019	Porsche of Hawaii	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
02/12/2019	Mid-State Industrial Maintenance	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
02/11/2019	Priority Power Management	Not disclosed	Merger and Acquisition	Power & Industrial Technology Financial Sponsors Group
01/30/2019	EasyPay Finance	$50	Senior Secured Credit Facility	Financial Services Financial Sponsors Group
01/09/2019	Mid-South Sales	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
12/28/2018	SMART Financial Operations, LLC	$80	Senior Secured Term Loan & Delayed Draw Facility	Financial Services Financial Sponsors Group
12/13/2018	Nordic Traction Group	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
10/30/2018	ImageFIRST	Not disclosed	Merger and Acquisition	Healthcare & Life Sciences Financial Sponsors Group
10/02/2018	WAVE Electronics, Inc.	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
09/10/2018	Advanced Control Systems	$46	Merger and Acquisition	Power & Industrial Technology Financial Sponsors Group
07/17/2018	Seitel, Inc.	Not disclosed	Merger and Acquisition	Energy Financial Sponsors Group
07/02/2018	RV Retailer, LLC	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
02/01/2018	FCx Performance, Inc.	$784	Merger and Acquisition	Industrial Financial Sponsors Group
02/01/2018	Pearl Energy Investments	Not disclosed	Business Combination Of Portfolio Companies	Energy Financial Sponsors Group
01/01/2018	Infopro Digital	Not disclosed	Merger and Acquisition	Telecom & Media Financial Sponsors Group
12/26/2017 Pending	Aclara Technologies LLC	$1100	Merger and Acquisition	Power & Industrial Technology Financial Sponsors Group
12/11/2017	SunSource Holdings, Inc.	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
09/01/2017	HENSOLDT	Not disclosed	Merger and Acquisition	Aerospace & Defense Industrial Financial Sponsors Group
08/29/2017	eCommission Financial Services, Inc.	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
08/22/2017	Security Card Services, LLC	Not disclosed	Merger and Acquisition	Technology Financial Sponsors Group Financial Services
08/10/2017	YogaWorks, Inc.	$40	Initial Public Offering	Consumer Financial Sponsors Group
07/27/2017	AMI Entertainment Network	Not disclosed	Merger and Acquisition	Telecom & Media Financial Sponsors Group
06/01/2017	GMS Inc.	$165	Secondary Offering	Industrial Financial Sponsors Group
05/22/2017	Western Marketing Inc.	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
04/12/2017	Gas Station TV	$89	Senior Secured Unitranche Facility	Telecom & Media Financial Sponsors Group
02/28/2017	Simplified Logistics	Not disclosed	Has Been Acquired By An Affiliate Of	Industrial Financial Sponsors Group
02/22/2017	lnfracapital Partners ll LP	Not disclosed	Merger and Acquisition	Financial Sponsors Group Industrial
01/04/2017	TEMPOE, LLC	$150	Senior Secured Credit Facility	Financial Services Financial Sponsors Group
10/31/2016	AuthAir, Inc.	Not disclosed	Merger and Acquisition	Technology Financial Sponsors Group
10/13/2016	Mammoth Energy Services, Inc.	$116	Initial Public Offering	Energy Financial Sponsors Group
10/11/2016	Extraction Oil & Gas, Inc.	$633	Initial Public Offering	Energy Financial Sponsors Group
09/21/2016	Utz Quality Foods, LLC	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
08/29/2016	Aclara Technologies LLC	$345	Private Placement	Power & Industrial Technology Financial Sponsors Group
08/12/2016	Outpost24	Not disclosed	Merger and Acquisition	Technology Financial Sponsors Group
08/11/2016	Tollgrade Communications, Inc. (Smart Grid Business)	Not disclosed	Merger and Acquisition	Power & Industrial Technology Financial Sponsors Group
06/01/2016	lT Lab	Not disclosed	Merger and Acquisition	Technology Financial Sponsors Group
05/04/2016 Pending	GTCR	Not disclosed	Merger and Acquisition	Telecom & Media Financial Sponsors Group
05/02/2016	American Car Center, LLC	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
05/02/2016	Communications Sales and Leasing, Inc.	$409	Merger and Acquisition	Telecom & Media Financial Sponsors Group
05/02/2016	Lendmark Financial Services, LLC	$624	Merger and Acquisition	Financial Services Financial Sponsors Group
03/14/2016	Ares Management, L.P.	$350	Private Placement	Energy Financial Sponsors Group
02/19/2016	A&E Medical Corporation	Not disclosed	Merger and Acquisition	Healthcare & Life Sciences Financial Sponsors Group
02/03/2016	Builders FirstSource Inc.	$177	Follow-On Offering	Industrial Financial Sponsors Group
01/01/2016	Garrets (Holdings) Limited	Not disclosed	Merger and Acquisition	Financial Sponsors Group Industrial
10/15/2015	Renew Financial, LLC	Not disclosed	Equity Private Placement	Financial Services Financial Sponsors Group
08/06/2015	TAS Commercial Concrete	$115	Merger and Acquisition	Industrial Financial Sponsors Group
08/01/2015	Nestor Sales LLC	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
07/10/2015	Porter's Group, LLC	Not disclosed	Has Been Acquired By An Affiliate Of	Industrial Financial Sponsors Group
06/19/2015	Snap Advances, LLC	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
06/11/2015	Bearence Management Group	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
05/19/2015	Black Knight Financial Services	$507	Initial Public Offering	Technology Financial Sponsors Group
05/14/2015	Fortress Transportation & Infrastructure LLC	$340	Initial Public Offering	Industrial Financial Services Financial Sponsors Group
05/07/2015	Bojangles', Inc.	$169	Initial Public Offering	Consumer Financial Sponsors Group
05/01/2015	Candlewick Asset Management	Not disclosed	Merger and Acquisition	Telecom & Media Financial Sponsors Group
05/01/2015	PB Holdco, LLC (Pure Barre)	Not disclosed	Growth Capital Investment	Consumer Financial Sponsors Group
04/15/2015	Party City Holdco Inc.	$372	Initial Public Offering	Financial Sponsors Group
04/09/2015	The Habit Restaurants, Inc.	$155	Follow-On Offering	Consumer Financial Sponsors Group
03/11/2015	Zayo Group Holdings, Inc.	$598	Follow-On Offering	Telecom & Media Financial Sponsors Group
03/10/2015	Van Tuyl Group	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
12/22/2014 Pending	Court Square	$630	Merger and Acquisition	Industrial Financial Sponsors Group
12/19/2014	ClinGenuity, LLC	Not disclosed	Merger and Acquisition	Healthcare & Life Sciences Technology Financial Sponsors Group
12/16/2014	Alcohol Monitoring Systems, Inc.	Not disclosed	Private Placement	Healthcare & Life Sciences Financial Sponsors Group
12/08/2014	Periscope Holdings Inc.	Not disclosed	Merger and Acquisition	Technology Financial Sponsors Group
11/19/2014	The Habit Restaurants Inc.	$104	Initial Public Offering	Consumer Financial Sponsors Group
11/13/2014	Zoe's Kitchen, Inc.	$122	Follow-On Offering	Consumer Financial Sponsors Group
10/31/2014	BasinTek LLC / Ascent Coating Technologies LLC	$360	Merger and Acquisition	Energy Financial Sponsors Group
10/16/2014	Zayo Group Holdings, Inc.	$400	Initial Public Offering	Telecom & Media Financial Sponsors Group
09/30/2014	ClubCorp Holdings, Inc.	$265	Merger and Acquisition	Consumer Financial Sponsors Group
09/30/2014	Lendmark Financial Services, LLC	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
08/13/2014	Zoe's Kitchen Inc	$157	Follow-On Offering	Consumer Financial Sponsors Group
08/07/2014	RSP Permian Inc	$295	Follow-On Offering	Energy Financial Sponsors Group
08/07/2014	Ryerson Holding Corp	$121	Initial Public Offering	Industrial Financial Sponsors Group
08/01/2014	HealthScope Benefits	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
07/31/2014	Athlon Energy Inc	$578	Follow-On Offering	Energy Financial Sponsors Group
07/08/2014	Gannett	$215	Merger and Acquisition	Telecom & Media Financial Sponsors Group
06/30/2014	Mariner Finance, LLC	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
06/30/2014	MEGTEC Systems, Inc.	$155	Merger and Acquisition	Power & Industrial Technology Financial Sponsors Group
06/26/2014	Michaels Companies Inc	$472	Initial Public Offering	Consumer Financial Sponsors Group
06/24/2014	Imprivata Inc	$86	Initial Public Offering	Technology Financial Sponsors Group
06/12/2014	Memorial Resource Development Corp	$935	Initial Public Offering	Energy Financial Sponsors Group
05/22/2014	Parsley Energy, Inc	$1064	Initial Public Offering	Energy Financial Sponsors Group
05/14/2014	LDR Holding Corp	$112	Follow-On Offering	Healthcare & Life Sciences Financial Sponsors Group
05/01/2014	Papa Murphy's Holdings Inc	$64	Initial Public Offering	Consumer Financial Sponsors Group
04/16/2014	Athlon Energy Inc	$592	Follow-On Offering	Energy Financial Sponsors Group
04/10/2014	Zoe's Kitchen Inc	$101	Initial Public Offering	Consumer Financial Sponsors Group
03/28/2014	Aclara Technologies LLC	$130	Merger and Acquisition	Power & Industrial Technology Financial Sponsors Group
03/27/2014	DRTH Holdings, Inc. (Delta Riggings & Tools, Inc.)	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
03/21/2014	Certified Power Inc.	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
03/12/2014	Stock Building Supply Holdings Inc	$124	Follow-On Offering	Industrial Financial Sponsors Group
03/05/2014	Tristate Capital Holdings, Inc.	$60	Merger and Acquisition	Financial Services Financial Sponsors Group
03/04/2014	Bankrate Inc	$294	Follow-On Offering	Technology Financial Sponsors Group
02/06/2014	Athlon Energy Inc	$515	Follow-On Offering	Energy Financial Sponsors Group
02/04/2014	Continental Building Products Inc	$189	Initial Public Offering	Industrial Financial Sponsors Group
01/31/2014	Phillips Feed Service, Inc. (d.b.a. Phillips Pet Food & Supplies)	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
01/30/2014	Intrawest Resorts Holdings Inc	$216	Initial Public Offering	Consumer Financial Sponsors Group
01/28/2014	Santander Consumer USA Holdings Inc	$2046	Initial Public Offering	Financial Services Financial Sponsors Group
01/16/2014	EP Energy Corp	$704	Initial Public Offering	Energy Financial Sponsors Group
01/16/2014	RSP Permian Inc	$448	Initial Public Offering	Energy Financial Sponsors Group
01/09/2014	NCI Building Systems Inc	$176	Follow-On Offering	Industrial Financial Sponsors Group
12/31/2013	eCommission Financial Services, Inc.	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
12/24/2013	McCubbin Hosiery LLC	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
12/24/2013	Seaside Healthcare, LLC and affiliated entities	Not disclosed	Merger and Acquisition	Healthcare & Life Sciences Financial Sponsors Group
12/11/2013	Pinnacle Foods Inc	$523	Follow-On Offering	Consumer Financial Sponsors Group
12/09/2013	PAETEC Software Corp.	Not disclosed	Merger and Acquisition	Technology Financial Sponsors Group
12/05/2013	Vasari LLC	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
12/04/2013	Regional Management Corp.	$73	Follow-On Offering	Financial Services Financial Sponsors Group
11/26/2013	Aaron Industries, Inc.	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
11/07/2013	JGWPT Holdings LLC	$157	Initial Public Offering	Financial Services Financial Sponsors Group
11/06/2013	Norcraft Companies Inc	$118	Initial Public Offering	Industrial Financial Sponsors Group
10/22/2013	Signal Outdoor Advertising, LLC	Not disclosed	Merger and Acquisition	Telecom & Media Financial Sponsors Group
10/15/2013	Plains GP Holdings LP	$2912	Initial Public Offering	Energy Financial Sponsors Group
10/15/2013	Springleaf Holdings Inc.	$411	Initial Public Offering	Financial Services Financial Sponsors Group
10/11/2013	Lendmark Financial Services, Inc.	$535	Merger and Acquisition	Financial Services Financial Sponsors Group
10/08/2013	LDR Holding Corp	$86	Initial Public Offering	Healthcare & Life Sciences Financial Sponsors Group
09/19/2013	ClubCorp Holdings Inc	$290	Initial Public Offering	Consumer Financial Sponsors Group
09/05/2013	Netrada North America	Not disclosed	Merger and Acquisition	Consumer Industrial Financial Sponsors Group
09/04/2013	MML Capital Partners LLP	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
08/08/2013	Stock Building Supply Holdings Inc	$113	Initial Public Offering	Industrial Financial Sponsors Group
08/07/2013	KAR Auction Services, Inc.	$431	Follow-On Offering	Consumer Financial Sponsors Group
08/05/2013	Hub International Ltd.	$4400	Merger and Acquisition	Financial Services Financial Sponsors Group
08/01/2013	Athlon Energy Inc	$363	Initial Public Offering	Energy Financial Sponsors Group
07/18/2013	Ohio Transmission Corporation	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
06/07/2013	Blake & Pendleton Inc.	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
06/05/2013	KAR Auction Services, Inc.	$367	Follow-On Offering	Consumer Financial Sponsors Group
06/05/2013	US Silica Holdings Inc	$270	Follow-On Offering	Industrial Financial Sponsors Group
05/22/2013	Ply Gem Holdings Inc	$381	Initial Public Offering	Industrial Financial Sponsors Group
05/21/2013	Aramsco Holdings, Inc.	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
05/16/2013	Mariner Finance, LLC	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
05/08/2013	TriState Capital Holdings, Inc.	$75	Initial Public Offering	Financial Services Financial Sponsors Group
04/25/2013	AutoInfo, Inc.	$55	Merger and Acquisition	Industrial Financial Sponsors Group
04/11/2013	Chuy's Holdings Inc	$107	Follow-On Offering	Consumer Financial Sponsors Group
04/04/2013	Acumen Brands, Inc.	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
03/27/2013	Pinnacle Foods Inc	$667	Initial Public Offering	Consumer Financial Sponsors Group
03/21/2013	Fiesta Restaurant Group, Inc	$81	Follow-On Offering	Consumer Financial Sponsors Group
03/19/2013	Pipeline Supply & Service Holdings, LLC	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
03/13/2013	US Silica Holdings Inc	$215	Follow-On Offering	Industrial Financial Sponsors Group
03/06/2013	KAR Auction Services, Inc.	$288	Follow-On Offering	Consumer Financial Sponsors Group
03/06/2013	MRC Global Inc	$741	Follow-On Offering	Industrial Financial Sponsors Group
02/13/2013	Greatwide Logistics Services, LLC	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
01/24/2013	Chuy's Holdings Inc	$129	Follow-On Offering	Consumer Financial Sponsors Group
12/31/2012	Viking Range Corporation	$380	Merger and Acquisition	Consumer Financial Sponsors Group
12/28/2012	Audio and Video Labs Holdings, Inc. (dba AVL Digital Group)	Not disclosed	Merger and Acquisition	Telecom & Media Consumer Financial Sponsors Group
12/28/2012	KEH, Inc.	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
12/20/2012	Go Cash, LLC	$50	Merger and Acquisition	Financial Services Financial Sponsors Group
12/19/2012	Ridgemont Equity Partners	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
12/05/2012	KAR Auction Services, Inc.	$272	Follow-On Offering	Consumer Financial Sponsors Group
11/08/2012	MRC Global Inc	$506	Follow-On Offering	Industrial Financial Sponsors Group
09/20/2012	The Edelman Financial Group Inc.	$267	Merger and Acquisition	Financial Services Financial Sponsors Group
09/13/2012	Genesee & Wyoming Inc	$261	Convertible	Industrial Financial Sponsors Group
08/05/2012	Investor Group, including Stephens Investments Holdings	$950	Merger and Acquisition	Financial Services Financial Sponsors Group
07/23/2012	Chuy's Holdings Inc	$87	Initial Public Offering	Consumer Financial Sponsors Group
07/19/2012	Author Solutions Inc.	$116	Merger and Acquisition	Consumer Financial Sponsors Group
07/17/2012	Susser Holdings Corp	$207	Follow-On Offering	Consumer Financial Sponsors Group
06/27/2012	Orchard Petroleum, Inc.	$34	Merger and Acquisition	Energy Financial Sponsors Group
06/15/2012	Arkansas Best Corporation	$180	Merger and Acquisition	Industrial Financial Sponsors Group
06/15/2012	SAC Finance, Inc. (d/b/a Superior Auto)	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
04/26/2012	Edgen Group Inc	$165	Initial Public Offering	Industrial Financial Sponsors Group
04/11/2012	MRC Global Inc	$477	Initial Public Offering	Industrial Financial Sponsors Group
03/26/2012	Regional Management Corp.	$72	Initial Public Offering	Financial Services Financial Sponsors Group
03/12/2012	impreMedia, LLC	Not disclosed	Merger and Acquisition	Telecom & Media Financial Sponsors Group
01/24/2012	Quartermaster, Inc.	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
12/15/2011	Singer Equities	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
12/08/2011	Express Inc	$368	Follow-On Offering	Consumer Financial Sponsors Group
10/14/2011	Purchasing Power LLC	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
10/03/2011	Galls, LLC	Not disclosed	Merger and Acquisition	Power & Industrial Technology Financial Sponsors Group
09/02/2011	PetroLiance, LLC	Not disclosed	Merger and Acquisition	Financial Sponsors Group
07/27/2011	Basic Energy Services Inc	$187	Follow-On Offering	Energy Financial Sponsors Group
06/19/2011	LinkAmerica Corporation	Not disclosed	Merger and Acquisition	Industrial Financial Sponsors Group
06/16/2011	Bankrate Inc	$345	Initial Public Offering	Technology Financial Sponsors Group
05/19/2011	Strategic Distribution, Inc.	Not disclosed	Merger and Acquisition	Financial Sponsors Group
05/05/2011	Mistras Group Inc	$60	Follow-On Offering	Industrial Financial Sponsors Group
04/07/2011	Elster Group SE	$276	Follow-On Offering	Technology Financial Sponsors Group
04/06/2011	Express Inc	$433	Follow-On Offering	Consumer Financial Sponsors Group
03/02/2011	Team Health Holdings Inc	$151	Follow-On Offering	Healthcare & Life Sciences Financial Sponsors Group
02/03/2011	Lafayette Surgical Hospital, LLC	Not disclosed	Merger and Acquisition	Financial Sponsors Group
02/01/2011	TPC Wire & Cable Corp.	$43	Merger and Acquisition	Financial Sponsors Group
01/21/2011	I.O. Metro	Not disclosed	Merger and Acquisition	Consumer Financial Sponsors Group
10/15/2010	Oak Street Holdings Corporation	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
03/01/2010	Insight Capital, LLC (d/b/a Easy Money)	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
11/30/2009	dPi Teleconnect, LLC	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
09/10/2008	Speedy Group Holdings Corp.	Not disclosed	Equity Private Placement	Financial Services Financial Sponsors Group
07/01/2007	Interstate Auto Group, Inc. and Universal Acceptance Corp. (d/b/a CarHop)	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group
05/01/2006	Checksmart Financial Company	Not disclosed	Merger and Acquisition	Financial Services Financial Sponsors Group