First Western Financial, Inc. | Stephens

Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.


Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

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Joint Bookrunner

First Western Financial, Inc.

$37.5 Million 07/18/2018 Depository Complete
Lead Bankers: Jimmy Troy, Scott Studwell
Public Companies
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Transaction Details

  • On July 18, 2018, First Western Financial, Inc. (NASDAQ: MYFW) (“First Western”) announced the pricing of the initial public offering of 1,975,000 shares of its common stock
  • The offering consists of 1,625,527 primary shares and certain non-insider selling shareholders of First Western are offering an aggregate 349,473 shares
  • The offering priced at $19.00 per share
  • First Western will be listed on the NASDAQ Global Select Market under the trading symbol “MYFW” beginning on July 19, 2018
  • First Western intends to use the net offering proceeds and available cash on hand, or borrowings under its existing credit facility, to:
  • Redeem all of the outstanding shares of its preferred stock
  • Redeem all of its subordinated notes due 2020
  • First Western has also granted the underwriters a 30-day option to purchase up to an additional 296,250 shares of its common stock
  • Stephens Inc. served as a Joint Bookrunner in the offering

About the company

First Western is a financial holding company headquartered in Denver, Colorado, with operations in Colorado, Arizona, Wyoming and California. First Western Financial, Inc. and its subsidiaries provide a fully integrated suite of wealth management services on a private trust bank platform, which includes a comprehensive selection of deposit, loan, trust, wealth planning and investment management products and services.

Sources: First Western filings and Stephens Inc. internal data.
  1. This material has been prepared solely for informative purposes as of its stated date and is not a solicitation, or an offer, to buy or sell any security. It does not purport to be a complete description of the securities, markets or developments referred to in the material. Information included in the material was obtained from sources which we consider reliable, but we have not independently verified such information and do not guarantee that it is accurate or complete. Such information is believed to be accurate on the date of issuance of the material. No subsequent publication or distribution of this material shall mean or imply that any such information or opinion remains current at any time after the stated date of the material. We do not undertake to advise you of any changes in any such information or opinion. Additional information is available upon request.

    The offering of these securities is being made only by means of a prospectus, copies of which may be obtained from Stephens Inc.’s Equity Syndicate Desk, at Stephens Inc., 111 Center Street, Little Rock, AR 72201, ATTN: Equity Syndicate Desk, or from the Securities and Exchange Commission’s website at at the following link: Additionally, a copy of the Free Writing Prospectus may be obtained at the following link: A registration statement relating to these securities has been filed with the Securities and Exchange Commission. No offer to buy the securities can be accepted and no part of the purchase price can be received until the registration statement has become effective, and any such offer may be withdrawn or revoked, without obligation or commitment of any kind, at any time prior to the notice of its acceptance given after the effective date.