Stephens Investment Banking – Equity Capital Markets | Stephens

Who We Are

What We Do

We provide investment banking, research, sales and trading, asset and wealth management, public finance, insurance, private capital, and family office services.

About Us

We are a family-owned financial services firm that values client relationships, long-term stability, and supporting the communities where we live and work.

The Stephens Story

The idea of family defines our culture, because each of us knows that our reputation is on the line as if our own name was on the door.

Leadership

Our reputation as a leading independent financial services firm is built on the stability of our longstanding and highly experienced senior executives.

Impact Initiatives

We are committed to corporate philanthropy; economic and financial literacy advocacy; and diversity, equity, and inclusion initiatives.

Our Brand Ambassadors

Stephens is proud to sponsor the PGA TOUR, LPGA Tour, and PGA TOUR Champions careers, as well as applaud the philanthropic endeavors, of our Brand Ambassadors.

Stephens & Williams Racing Partnership

Stephens is the official investment banking partner of Williams Racing, one of the most winning teams in F1 history. We share that tradition of success.

Making Connections

We host many highly informative meetings each year with clients, industry decision makers, and thought leaders across the U.S. and in Europe.

Investment Banking

Equity Capital Markets

We excel at helping clients access equity capital to achieve their strategic and financial goals, such as organic or inorganic growth. Our public markets insights are second to none. We also have robust institutional and retail distribution capabilities.

How We Work

Our highly experienced bankers are relationship and results focused on behalf of ECM clients. This encompasses issuers as well as selling shareholders, such as private equity investors. We possess expertise in planning, structuring and executing highly sophisticated equity deals in a timely fashion.

Our ECM services include: Initial Public Offerings, Follow-Ons, Secondary Sales, Block Trades, Private Placements, PIPEs, Acquisition Finance, Capital Markets Advisory, SPAC / DESPAC, and more.

Featured Transactions

  • Equity Capital Markets

    Follow-On Offering

    $85 Million

    Equity Capital Markets

    Coastal Financial Corporation

    UNDERWRITER

    Depository

    Public Companies

    $85 Million

    12/10/2024

    Learn More
  • Equity Capital Markets

    Follow-On Offering

    $301 Million

    Equity Capital Markets

    Crescent Energy Company

    UNDERWRITER

    Energy & Clean Energy Transition

    Public Companies

    Financial Sponsors

    $301 Million

    12/03/2024

    Learn More
  • Equity Capital Markets

    Follow-On Offering

    $80 Million

    Equity Capital Markets

    Equity Bancshares, Inc.

    SOLE BOOK-RUNNING MANAGER

    Depository

    Public Companies

    $80 Million

    12/02/2024

    Learn More
  • Equity Capital Markets

    Follow-On Offering

    $125 Million

    Equity Capital Markets

    Dime Community Bancshares, Inc.

    UNDERWRITER

    Financial Institutions

    Public Companies

    $125 Million

    11/12/2024

    Learn More
  • Equity Capital Markets

    Follow-On Offering

    $70 Million

    Equity Capital Markets

    Mid Penn Bancorp, Inc.

    LEAD BOOK-RUNNING MANAGER

    Financial Institutions

    Public Companies

    $70 Million

    11/01/2024

    Learn More
  • Equity Capital Markets

    Follow-On Offering

    $350 Million

    Equity Capital Markets

    Atlantic Union Bankshares Corporation

    Underwriter

    Financial Institutions

    Public Companies

    $350 Million

    10/21/2024

    Learn More
  • Equity Capital Markets

    Follow-On Offering

    $109 Million

    Equity Capital Markets

    The Pennant Group, Inc.

    UNDERWRITER

    Healthcare Services

    Public Companies

    $109 Million

    10/02/2024

    Learn More
  • Equity Capital Markets

    Follow-On Offering

    $150 Million

    Equity Capital Markets

    Amerant Bancorp, Inc.

    Lead Book-Running Manager

    Financial Institutions

    Public Companies

    $150 Million

    09/26/2024

    Learn More

Senior Bankers

News & Perspectives